Amit Kumar Gupta
Professional Summary
Amit Kumar Gupta was a registered financial advisor. Amit was a previously registered financial professional and started their career in finance 2013 - 2024. Amit had worked at 5 firms and has passed the Series 63, Series 82TO, SIE, Series 62 and Series 79 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
13 years in the financial services industry
Current & Past Employments
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Current Firm
CHIRON CAPITAL LLC | WEISSER, JOHNSON & CO. CAPITAL CORPORATION | WEISSER JOHNSON CAPITAL LP | WEISSER JOHNSON CAPITAL LLC | LEECAM ADVISORS LLC | CHIRON SECURITIES LLC
Contact Information
Main Address
1301 Mckinney Suite 2800, Houston, TX 77010Mailing Address
1301 Mckinney Suite 2800, Houston, TX 77010Phone Number
(713) 929-9080Established
Delaware since 01/10/1992Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (4 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed Dec 2023About the Series 82TO examSeries 62 — Corporate Securities Limited Representative Examination
Passed Feb 2016Series 79 — Investment Banking Registered Representative Examination
Passed Jul 2013About the Series 79 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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