Adam S. Geller
Professional summary
Adam Spenser Geller is a registered financial professional currently at PCE INVESTMENT BANKERS, INC. located in Ridgewood, New Jersey.
Adam is registered as a RR (Registered Representative) and started their career in finance in 2013. Adam has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Adam Spenser Geller's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 13, 2023 - Present
PCE INVESTMENT BANKERS, INC.
Office #1: 141 Dayton Street Suite 204, Ridgewood, NJ 07450September 6, 2017 - March 26, 2019
MIZUHO SECURITIES USA LLC
March 30, 2017 - August 18, 2017
LAMPERT CAPITAL MARKETS INC.
August 12, 2013 - July 7, 2016
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/13/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
PCE INVESTMENT BANKERS, INC.
CRD#: 45352 / SEC#: , 8-51030
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PCE HOLDINGS, INC. | SHAREHOLDER | |
| POOLE, MICHAEL WILLIAM | CCO/PRESIDENT/FINANCIAL & OPERATIONS PRINCIPAL/ | 2794464 |
Red Flags
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