Nicholas R. Moore
Professional summary
Nicholas Richard Moore, who also goes by Nicholas Moore, is a registered financial advisor currently at IDEOLOGY WEALTH ADVISORS, LLC located in Dallas, Texas.
Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Nicholas has worked at 4 firms and has passed the Series 65, Series 63, Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Richard Moore's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 5, 2024 - Present
IDEOLOGY WEALTH ADVISORS, LLC
Office #1: 8150 N Central Expy 10th Floor, Dallas, TX 75206July 21, 2022 - August 14, 2024
J.P. MORGAN SECURITIES LLC
April 18, 2018 - December 31, 2018
MOORE INVESTMENT SOLUTIONS
November 9, 2017 - December 31, 2017
MML INVESTORS SERVICES, LLC
September 6, 2017 - December 31, 2017
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/13/2024)
(11/5/2024)
Exams
Series 6TO
Date: 7/20/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
IDEOLOGY WEALTH ADVISORS, LLC
CRD#: 292923 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 234 |
| AUM (Assets Under Management) | $ 74,500,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
IDEOLOGY WEALTH ADVISORS, LLC
CRD#: 292923Dallas, TX 75206TRUST BUT VERIFY
Monitor Nicholas Moore
Get automatic monthly alerts on:
