Joseph M. Beekman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Markey Beekman, who also goes by Jay Markey Beekman, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 2013. Joseph had worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 3, 2020 - March 20, 2023
LOCUS CAPITAL
July 12, 2013 - March 22, 2016
HARRIS WILLIAMS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LOCUS CAPITAL
CRD#: 287630 / SEC#: 802-129447
Contact information
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 10/29/2025 |
| North Carolina | ERA - Withdrawn | 3/30/2023 |
| Virginia | ERA - Withdrawn | 10/29/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
