PZ
Patrick R. Zecha
Some features on this profile are disabled
CRD#: 6073642
PZ
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Rein Zecha was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 2013. Patrick had worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
May 23, 2019 - October 3, 2019
PEAK AMERICAN INVESTMENT ADVISORS, INC.
RIA
CRD#: 145056
Redwood City, CA
Past
July 3, 2013 - January 29, 2018
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
REDWOOD CITY, CA
Past
January 1, 2013 - January 29, 2018
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
REDWOOD CITY, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PEAK AMERICAN INVESTMENT ADVISORS, INC.
PEAK AMERICAN INVESTMENT ADVISORS, INC. | PURITAN WEALTH MANAGEMENT GROUP | PURITAN INVESTMENT ADVISORS, INC. | PTF INVESTMENT ADVISORS, INC.
CRD#: 145056 / SEC#: 801-133891
RIA
Registered Investment Advisory firm - (7/17/2025 Approved)Arizona
Registered Investment Advisory firm - (2/18/2022 Terminated)California
Registered Investment Advisory firm - (8/20/2025 Terminated)Colorado
Registered Investment Advisory firm - (2/25/2022 Terminated)Indiana
Registered Investment Advisory firm - (1/22/2020 Terminated)Kentucky
Registered Investment Advisory firm - (9/17/2013 Terminated)Louisiana
Registered Investment Advisory firm - (9/30/2013 Terminated)Michigan
Registered Investment Advisory firm - (10/1/2013 Terminated)Mississippi
Registered Investment Advisory firm - (1/16/2020 Terminated)Nevada
Registered Investment Advisory firm - (10/21/2013 Terminated)New Jersey
Registered Investment Advisory firm - (10/21/2011 Terminated)Ohio
Registered Investment Advisory firm - (9/17/2013 Terminated)Oklahoma
Registered Investment Advisory firm - (9/16/2013 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/22/2025 Terminated)Tennessee
Registered Investment Advisory firm - (4/3/2019 Terminated)Texas
Registered Investment Advisory firm - (7/21/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PA
PEAK AMERICAN INVESTMENT ADVISORS, INC.
PEAK AMERICAN INVESTMENT ADVISORS, INC. | PURITAN WEALTH MANAGEMENT GROUP | PURITAN INVESTMENT ADVISORS, INC. | PTF INVESTMENT ADVISORS, INC.
CRD#: 145056 / SEC#: 801-133891
RIA
Registered Investment Advisory firm - (7/17/2025 Approved)Arizona
Registered Investment Advisory firm - (2/18/2022 Terminated)California
Registered Investment Advisory firm - (8/20/2025 Terminated)Colorado
Registered Investment Advisory firm - (2/25/2022 Terminated)Indiana
Registered Investment Advisory firm - (1/22/2020 Terminated)Kentucky
Registered Investment Advisory firm - (9/17/2013 Terminated)Louisiana
Registered Investment Advisory firm - (9/30/2013 Terminated)Michigan
Registered Investment Advisory firm - (10/1/2013 Terminated)Mississippi
Registered Investment Advisory firm - (1/16/2020 Terminated)Nevada
Registered Investment Advisory firm - (10/21/2013 Terminated)New Jersey
Registered Investment Advisory firm - (10/21/2011 Terminated)Ohio
Registered Investment Advisory firm - (9/17/2013 Terminated)Oklahoma
Registered Investment Advisory firm - (9/16/2013 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/22/2025 Terminated)Tennessee
Registered Investment Advisory firm - (4/3/2019 Terminated)Texas
Registered Investment Advisory firm - (7/21/2025 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2400 Dallas Parkway Ste 100, Plano, TX 75093
Mailing Address
Phone number
(800) 513-3243
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 567 |
| AUM (Assets Under Management) | $ 100,382,397 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
