Jason W. Hollingsworth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Wayne Hollingsworth, who also goes by Jason Wayne Hollingsworth, Jason Hollingsworth, Jason W Hollingsworth, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2012. Jason had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2017 - October 3, 2017
ALLSTATE FINANCIAL ADVISORS, LLC
July 31, 2017 - October 3, 2017
ALLSTATE FINANCIAL SERVICES, LLC
July 28, 2016 - July 14, 2017
SECURITIES AMERICA ADVISORS, INC.
July 22, 2016 - July 14, 2017
SECURITIES AMERICA, INC.
August 20, 2014 - July 7, 2016
WELLS FARGO CLEARING SERVICES, LLC
August 20, 2014 - July 7, 2016
WELLS FARGO CLEARING SERVICES, LLC
June 3, 2013 - November 11, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 27, 2013 - November 11, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 19, 2012 - October 10, 2012
MORGAN STANLEY
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
