Marshall H. Cole Iii

AZALEA CAPITAL

GREENVILLE, SC 29601

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CRD#: 6073296

Professional summary

Marshall Henderson Cole Iii, who also goes by Marshall H Cole III, is a registered financial advisor currently at AZALEA CAPITAL located in Greenville, South Carolina.

Marshall is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Marshall has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marshall H Cole Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

IH SERVICES, DIRECTOR, NON-INVESTMENT RELATED PINNACLE STAFFING, DIRECTOR, NON-INVESTMENT RELATED JANITORIAL SERVICES, INVESTMENT RELATED, DIRECTOR, SINCE 12/2011, 4 HOURS/MONTH. INDUSTRIAL STAFFING, INVESTMENT RELATED, DIRECTOR, SINCE 12/2011, 4 HOURS/MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marshall Henderson Cole Iii's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 6, 2018 - Present

AZALEA CAPITAL

Office #1: 55 Beattie Place Suite 1500, Greenville, SC 29601

RIA

CRD#: 164102

GREENVILLE, SC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(8/6/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

AZALEA CAPITAL

AZALEA CAPITAL | AZALEA MANAGEMENT III, LLC | AZALEA MANAGEMENT COMPANY, LLC

CRD#: 164102 / SEC#: 801-80201

RIA

Registered Investment Advisory firm - (6/29/2018 Terminated)

South Carolina

Registered Investment Advisory firm - (6/28/2018 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

55 Beattie Place Suite 1500, Greenville, SC 29601

Mailing Address

Phone number

(864) 235-0201

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	2
AUM (Assets Under Management)	$ 27,131,323

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Marshall H. Cole Iii

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marshall Henderson Cole Iii's CRS (Customer Relationship Summary).

Certified licenses

Experience

AZALEA CAPITAL

State Registrations and Notice Filings

Exams

Current Firm

AZALEA CAPITAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AZALEA CAPITAL

TRUST BUT VERIFY

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