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Anita Bianca Krishnan

CRD# 6073274·Registered 2013 - 2024
Previously Registered: Being a previously registered professional could mean that Anita is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Anita Bianca Krishnan was a registered financial advisor. Anita was a previously registered financial professional and started their career in finance 2013 - 2024. Anita had worked at 4 firms and has passed the Series 63, SIE and Series 79 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

PROVENANCE CAPITAL SERVICES LLC·CRD# 315446
BD
Northbrook, IL
October 5, 2023 - April 5, 2024
KEYBANC CAPITAL MARKETS INC.·CRD# 566
BD
San Francisco, CA
January 31, 2020 - September 7, 2022
MOELIS & COMPANY LLC·CRD# 145115
BD
New York, NY
April 9, 2018 - August 7, 2019
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
August 12, 2013 - April 10, 2018

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Current Firm

PC
PROVENANCE CAPITAL SERVICES LLC

PROVENANCE CAPITAL SERVICES LLC

CRD#: 315446 / SEC#: 8-70780
BD
Terminated by SEC on 08/12/2024

Contact Information

Established

Delaware since 06/09/2021

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
PROVENANCE CAPITAL GROUPSOLE MEMBER310548
FIALA, ANGELA MARIAFINOP, POO, PFO5163386
PINES, JAMESPRESIDENT AND CHIEF COMPLIANCE OFFICER7292241

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2013About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 79 — Investment Banking Registered Representative Examination

Passed Aug 2013About the Series 79 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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