Michael F Smith
Professional Summary
Michael F Smith, who also goes by Michael Francis Smith, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 2012 - 2014. Michael had worked at 2 firms and has passed the Series 66 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michael Francis Smith
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
14 years in the financial services industry
Current & Past Employments
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Current Firm
AMERICAN TAX & FINANCIAL PLANNERS | VERITE WEALTH MANAGEMENT | VERITE ASSET MANAGEMENT | THINK SPENDING | THE INVESTMENT ADVISOR ALLIANCE LLC | TELLER SPRINGS WEALTH MANAGEMENT | SYNTHIUM CAPITAL | RETIREMENT PLANNING SERVICES | L WEINMAN, ADVISOR | KOHN FINANCIAL PLANNING | KEELER ADVISORS | KEELER & CO., LLC | IAA | GWN WEALTH | GREEN INVESTMENT COUNSEL | E.C. JACKSON | CORNERSTONE WEALTH & TAX ADVISORY GROUP | CL PRICE FINANCIAL | CHARLESTON WEALTH ADVISORS
Contact Information
Main Address
1555 Peachtree St Nw Ste 1800, Atlanta, GA 30309Established
New York since 11/20/2002Firm Type
Limited Liability CompanyFiscal Year End
DecemberDirect owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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