Patrick C. Mulhern

TANAGER WEALTH MANAGEMENT

London, EC4V 3BJ

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CRD#: 6072984

Professional summary

Patrick C Mulhern, who also goes by Patrick Charles Mulhern, is a registered financial advisor currently at TANAGER WEALTH MANAGEMENT .

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Patrick has worked at 3 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patrick Charles Mulhern

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PORTSMOUTH ATHENAEUM / 9 MARKET SQUARE PORTSMOUTH,NEW HAMPSHIRE 03801 / MEMBER OF THE FINANCE COMMITTEE / THE FINANCE COMMITTEE IS RESPONSIBLE FOR MAKING RECOMMENDATIONS TO THE BOARD ABOUT MAKING PURCHASES, PUTTING ITEMS ON LOAN, ETC. / START DATE 6/1/2013

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick C Mulhern's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 13, 2020 - Present

TANAGER WEALTH MANAGEMENT

Office #1: 7th Floor, East Wing Vintners Place 68 Upper Thames Street, London, EC4V 3BJ

RIA

CRD#: 166084

London,

Past

December 13, 2013 - August 11, 2017

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

PORTSMOUTH, NH

Past

December 13, 2013 - August 11, 2017

UBS FINANCIAL SERVICES INC.

CRD#: 8174

PORTSMOUTH, NH

Past

October 5, 2012 - December 16, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PORTSMOUTH, NH

Past

July 31, 2012 - December 16, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PORTSMOUTH, NH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TANAGER WEALTH MANAGEMENT

TANAGER WEALTH MANAGEMENT | TANAGER WEALTH MANAGEMENT LLP

CRD#: 166084 / SEC#: 801-77494

RIA

Registered Investment Advisory firm - (1/8/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(11/13/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/24/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 10/4/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/11/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/30/2012

General Securities Representative Examination

Current Firm

TANAGER WEALTH MANAGEMENT

TANAGER WEALTH MANAGEMENT | TANAGER WEALTH MANAGEMENT LLP

CRD#: 166084 / SEC#: 801-77494

RIA

Registered Investment Advisory firm - (1/8/2013 Approved)

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Contact information

Main Address

7th Floor, East Wing Vintners Place 68 Upper Thames Street, London, EC4V 3BJ

Mailing Address

The White House Mill Road, Goring On Thames, RG8 9DD

Phone number

020 3965 6330

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (4/4/2025)

Regulatory assets under management

Total Number of Accounts	2,682
AUM (Assets Under Management)	$ 1,259,359,198

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Patrick C. Mulhern

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick C Mulhern's CRS (Customer Relationship Summary).

Certified licenses

Experience

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

TANAGER WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 9/24/2020

Series 66

Date: 10/4/2012

SIE

Date: 8/11/2017

Series 7

Date: 7/30/2012

Current Firm

TANAGER WEALTH MANAGEMENT

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TANAGER WEALTH MANAGEMENT

TRUST BUT VERIFY

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