Parker Lapeyre
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Parker Lapeyre, who also goes by Parker C. Lapeyre, Parker Christian Lapeyre, was a registered financial professional .
Parker is a previously registered financial professional and started their career in finance in 2015. Parker had worked at 5 firms and has passed the Series 66, Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2022 - March 25, 2024
REGIONS SECURITIES LLC
May 3, 2021 - December 31, 2021
CLEARSIGHT CAPITAL ADVISORS, INC
November 11, 2020 - April 19, 2021
LEGACY CAPITAL FUND, INC.
November 28, 2018 - October 2, 2020
J.P. MORGAN SECURITIES LLC
January 5, 2018 - October 11, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 30, 2017 - October 11, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 3, 2015 - October 2, 2017
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 11/28/2020
Investment Banking Registered Representative ExaminationCurrent Firm
REGIONS SECURITIES LLC
CRD#: 159475 / SEC#: , 8-68990
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RFC FINANCIAL SERVICES HOLDING LLC | PARENT | |
| AMIN, RITVIG NIPENDRA | CHAIRMAN OF THE BOARD & DIRECTOR | 2901218 |
| GIARDINO, NEIL | CEO, PRESIDENT AND DIRECTOR | 2428962 |
| HOLLOWAY, GLENN CHRISTOPHER | FINOP, CFO, PFO, POO & DIRECTOR | 4566759 |
| MAGGIORE, JILL WRIGHT | CHIEF COMPLIANCE OFFICER & DIRECTOR | 1001068 |
| MAXWELL, JASON MATTHEW | CHIEF LEGAL OFFICER & DIRECTOR | 5997125 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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