Matthew A. Foss

CITIZENS SECURITIES

NAPLES, FL 34103

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CRD#: 6072678

Professional summary

Matthew Alan Foss, CFP® is a registered financial advisor currently at CITIZENS SECURITIES, INC. located in Naples, Florida and CITIZENS PRIVATE WEALTH located in Naples, Florida.

Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Matthew has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Barron Collier Lacrosse Coach: Junior Varsity Coach Non-Profit Responsibilities: Coaching High School boys Lacrosse Monthly Compensation: $500 Date of Initial Involvement: 01/21/2025 Approx amount of time/ month: 30-35 hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Alan Foss's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

January 17, 2025 - Present

CITIZENS SECURITIES, INC.

Office #1: 4501 Tamiami Trl N, Naples, FL 34103

RIA

CRD#: 39550

NAPLES, FL

Current

March 7, 2025 - Present

CITIZENS PRIVATE WEALTH

Office #1: 4501 Tamiami Trl N, Naples, FL 34103

RIA

CRD#: 106743

NAPLES, FL

Current

January 17, 2025 - Present

CITIZENS SECURITIES, INC.

Office #1: 4501 Tamiami Trl N, Naples, FL 34103

RIA

CRD#: 39550

NAPLES, FL

Past

May 5, 2015 - January 29, 2025

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

NAPLES, FL

Past

May 5, 2015 - January 29, 2025

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NAPLES, FL

Past

July 27, 2012 - May 14, 2015

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

NAPLES, FL

Past

July 11, 2012 - May 14, 2015

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NAPLES, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CITIZENS PRIVATE WEALTH

CRD#: 106743 / SEC#: 801-40835

RIA

Registered Investment Advisory firm - (2/20/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/17/2025)

IAR

Alabama
(3/18/2025)

Alaska
(1/17/2025)

IAR

Alaska
(3/18/2025)

Arizona
(1/17/2025)

IAR

Arizona
(3/27/2025)

Arkansas
(1/17/2025)

IAR

Arkansas
(3/18/2025)

California
(1/17/2025)

IAR

California
(3/18/2025)

Colorado
(1/17/2025)

IAR

Colorado
(3/18/2025)

Connecticut
(1/17/2025)

IAR

Connecticut
(3/18/2025)

Delaware
(1/17/2025)

IAR

Delaware
(3/18/2025)

District of Columbia
(1/17/2025)

Florida
(1/17/2025)

IAR

Florida
(1/21/2025)

Georgia
(1/17/2025)

IAR

Georgia
(3/19/2025)

Hawaii
(1/17/2025)

IAR

Hawaii
(3/18/2025)

Idaho
(1/17/2025)

IAR

Idaho
(3/18/2025)

Illinois
(1/17/2025)

IAR

Illinois
(3/18/2025)

Indiana
(1/17/2025)

IAR

Indiana
(3/18/2025)

Iowa
(1/17/2025)

IAR

Iowa
(3/18/2025)

Kansas
(1/17/2025)

IAR

Kansas
(3/18/2025)

Kentucky
(1/17/2025)

IAR

Kentucky
(3/18/2025)

Louisiana
(1/17/2025)

IAR

Louisiana
(3/19/2025)

Maine
(1/17/2025)

IAR

Maine
(3/18/2025)

Maryland
(1/17/2025)

IAR

Maryland
(3/18/2025)

Massachusetts
(1/17/2025)

Michigan
(1/17/2025)

IAR

Michigan
(3/18/2025)

Minnesota
(1/17/2025)

IAR

Minnesota
(3/18/2025)

Mississippi
(1/17/2025)

IAR

Mississippi
(3/18/2025)

Missouri
(1/17/2025)

IAR

Missouri
(3/18/2025)

Montana
(1/17/2025)

IAR

Montana
(3/18/2025)

Nebraska
(1/17/2025)

IAR

Nebraska
(3/18/2025)

Nevada
(1/17/2025)

IAR

Nevada
(3/18/2025)

New Hampshire
(1/17/2025)

IAR

New Hampshire
(3/18/2025)

New Jersey
(1/17/2025)

IAR

New Jersey
(3/18/2025)

New Mexico
(1/17/2025)

IAR

New Mexico
(3/19/2025)

New York
(1/17/2025)

IAR

New York
(3/18/2025)

North Carolina
(1/17/2025)

IAR

North Carolina
(3/18/2025)

North Dakota
(1/17/2025)

IAR

North Dakota
(3/24/2025)

Ohio
(1/17/2025)

IAR

Ohio
(3/18/2025)

Oklahoma
(1/17/2025)

IAR

Oklahoma
(3/18/2025)

Oregon
(1/17/2025)

IAR

Oregon
(3/18/2025)

Pennsylvania
(1/17/2025)

IAR

Pennsylvania
(3/18/2025)

Puerto Rico
(1/17/2025)

IAR

Puerto Rico
(3/18/2025)

Rhode Island
(1/17/2025)

IAR

Rhode Island
(3/18/2025)

South Carolina
(1/17/2025)

IAR

South Carolina
(3/18/2025)

South Dakota
(1/17/2025)

IAR

South Dakota
(3/19/2025)

Tennessee
(1/17/2025)

Texas
(1/17/2025)

IAR

Texas
(1/17/2025)

Utah
(1/17/2025)

IAR

Utah
(3/18/2025)

Vermont
(1/17/2025)

IAR

Vermont
(3/18/2025)

Virginia
(1/17/2025)

IAR

Virginia
(3/18/2025)

Washington
(1/17/2025)

IAR

Washington
(3/18/2025)

West Virginia
(1/17/2025)

IAR

West Virginia
(3/20/2025)

Wisconsin
(1/17/2025)

IAR

Wisconsin
(3/18/2025)

Wyoming
(1/17/2025)

IAR

Wyoming
(3/18/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/24/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/10/2012

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CITIZENS PRIVATE WEALTH

CRD#: 106743 / SEC#: 801-40835

RIA

Registered Investment Advisory firm - (2/20/1992 Approved)

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Contact information

Main Address

520 White Plains Road 3rd Floor, Tarrytown, NY 10591

Mailing Address

Phone number

(914) 846-0100

Established

Firm type

Fiscal year end

# of Employees

200

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART II A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	7,846
AUM (Assets Under Management)	$ 12,182,945,000

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/28/2025	Cover Page	Report
07/28/2023	Cover Page	Report
10/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew A. Foss

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Alan Foss's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITIZENS PRIVATE WEALTH

CITIZENS SECURITIES, INC.

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

CITIZENS PRIVATE WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 7/24/2012

SIE

Date: 10/1/2018

Series 7

Date: 7/10/2012

FINRA

Current Firm

CITIZENS PRIVATE WEALTH

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CITIZENS PRIVATE WEALTH

TRUST BUT VERIFY

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