Nicholas M. Gordon

SKG CAPITAL ADVISORS

Albuquerque, NM 87109

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CRD#: 6072499

Professional summary

Nicholas Mcleod Gordon, AIF®, CFP®, who also goes by Nicholas Gordon, Nick Gordon, is a registered financial advisor currently at SKG CAPITAL ADVISORS, LLC located in Albuquerque, New Mexico.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Nicholas has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicholas Gordon | Nick Gordon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) RON SKLAR AND ASSOCIATES, LLC - 5700 HARPER DR NE, STE 100, ALBUQUERQUE, NM 87109 - INS AGENT - 2017 - 1 HR/MO/TRD HRS - OFFER LONG TERM CARE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Mcleod Gordon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

December 7, 2017 - Present

SKG CAPITAL ADVISORS, LLC

Office #1: 5700 Harper Dr.ne Suite 100, Albuquerque, NM 87109

RIA

CRD#: 286554

Albuquerque, NM

Past

February 6, 2013 - November 21, 2017

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

ALBUQUERQUE, NM

Past

October 9, 2012 - November 21, 2017

NATIONAL PLANNING CORPORATION

CRD#: 29604

ALBUQUERQUE, NM

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SKG CAPITAL ADVISORS, LLC

RON SKLAR ASSOCIATES, LLC | SKLAR CAPITAL ADVISORS, LLC | SKLAR CAPITAL ADVISORS | SKG CAPITAL ADVISORS, LLC

CRD#: 286554 / SEC#: 801-125789

RIA

Registered Investment Advisory firm - (6/2/2022 Approved)

New Mexico

Registered Investment Advisory firm - (6/27/2022 Terminated)

Texas

Registered Investment Advisory firm - (6/27/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(1/31/2024)

IAR

California
(1/4/2024)

IAR

New Mexico
(12/8/2017)

IAR

Texas
(12/7/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/28/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 11/21/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/8/2012

General Securities Representative Examination

Current Firm

SKG CAPITAL ADVISORS, LLC

RON SKLAR ASSOCIATES, LLC | SKLAR CAPITAL ADVISORS, LLC | SKLAR CAPITAL ADVISORS | SKG CAPITAL ADVISORS, LLC

CRD#: 286554 / SEC#: 801-125789

RIA

Registered Investment Advisory firm - (6/2/2022 Approved)

New Mexico

Registered Investment Advisory firm - (6/27/2022 Terminated)

Texas

Registered Investment Advisory firm - (6/27/2022 Terminated)

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Contact information

Main Address

6757 Academy Road, Ne Suite A, Albuquerque, NM 87109

Mailing Address

Phone number

(505) 856-5444

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A DISCLOSURE BROCHURE (3/11/2025)

FORM ADV PART 2A APPENDIX 1 (3/11/2025)

Regulatory assets under management

Total Number of Accounts	278
AUM (Assets Under Management)	$ 119,151,504

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nicholas M. Gordon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Mcleod Gordon's CRS (Customer Relationship Summary).

Certified licenses

Experience

SKG CAPITAL ADVISORS, LLC

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

Primary Firm SEC Registration

SKG CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/28/2012

SIE

Date: 11/21/2017

Series 7

Date: 10/8/2012

Current Firm

SKG CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SKG CAPITAL ADVISORS, LLC

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