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PL

Paul A. Lepkowski

MML STRATEGIC DISTRIBUTORS
New Cumberland, PA
Some features on this profile are disabled
CRD#: 6071873
PL

Professional summary

Paul Andrew Lepkowski, who also goes by Paul Lepkowski, is a registered financial professional currently at MML STRATEGIC DISTRIBUTORS, LLC located in New Cumberland, Pennsylvania.

Paul is registered as a RR (Registered Representative) and started their career in finance in 2013. Paul has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Paul Lepkowski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Wealthvest Marketing Inc; Yes Investment related; 2485 Manley Road, Suite A, Bozeman, MT 59715; Nature: Regional Vice President - Sales Distribution for MassMutual Strategic Distributors; Posn/Title: Regional Vice President ; Start Date: 03/18/24; Approx. Hrs/Mth: 160; Hrs during trading session: 160 Hrs; Duties: Wholesale Distribution for MassMutual Strategic Distributors

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Paul Andrew Lepkowski's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 17, 2025 - Present

MML STRATEGIC DISTRIBUTORS, LLC

BD
CRD#: 168638
New Cumberland, PA
Past

April 2, 2024 - March 14, 2025

WORLD EQUITY GROUP, INC.

RIA
CRD#: 29087
Liverpool, NY
Past

April 2, 2024 - March 14, 2025

WORLD EQUITY GROUP, INC.

BD
CRD#: 29087
SCHAUMBURG, IL
Past

March 4, 2024 - March 28, 2024

EDWARD JONES

RIA
CRD#: 250
Liverpool, NY
Past

January 29, 2024 - March 28, 2024

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO
Past

June 29, 2022 - October 2, 2023

NYLIFE DISTRIBUTORS LLC

BD
CRD#: 35350
JERSEY CITY, NJ
Past

October 14, 2019 - May 12, 2022

SAMMONS FINANCIAL NETWORK, LLC

BD
CRD#: 158538
WEST DES MOINES, IA
Past

December 17, 2014 - August 22, 2019

INVESCO ADVISERS, INC.

RIA
CRD#: 105360
HOUSTON, TX
Past

December 24, 2013 - August 22, 2019

INVESCO DISTRIBUTORS, INC.

BD
CRD#: 7369
HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(3/17/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/23/2024
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/28/2014
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 12/23/2013
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MS
MML STRATEGIC DISTRIBUTORS, LLC
MML STRATEGIC DISTRIBUTORS, LLC

CRD#: 168638 / SEC#: , 8-69322

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
1295 State Street, Springfield, MA 01111-0001
Mailing Address
1295 State Street, Springfield, MA 01111-0001
Phone number
(413) 744-4528
Established
Delaware since 06/07/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANYMEMBER
BAGGETTA, VINCENT COSIMOCHIEF RISK OFFICER2431743
BLUE, DOMINICDIRECTOR7323924
CRADDOCK, GEOFFREYDIRECTOR1444771
DIGANGI, MATTHEW TCHIEF EXECUTIVE OFFICER AND PRESIDENT3229894
DUCH III, EDWARD KARLCHIEF LEGAL OFFICER, SECRETARY AND VICE PRESIDENT4808341
PUHALA, JAMESVICE PRESIDENT AND CHIEF COMPLIANCE OFFICER5290483
REILLY, JENNIFER RHODESDIRECTOR3243154
RISPOLI, FRANK JOSEPHCHIEF FINANCIAL OFFICER AND TREASURER4364402

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MML STRATEGIC DISTRIBUTORS, LLC

CRD#: 168638New Cumberland, PA

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