David C. Roach

ASSUREDPARTNERS INVESTMENT ADVISORS

Plantation, FL 33324

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CRD#: 6071400

Professional summary

David Christopher Roach is a registered financial advisor currently at ASSUREDPARTNERS INVESTMENT ADVISORS located in Plantation, Florida and GALLAGHER FIDUCIARY ADVISORS, LLC located in Plantation, Florida.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. David has worked at 3 firms and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) AssuredPartners Investment Advisors: registered investment adviser; Tampa, FL; Information Security Officer; 11/2022; 50 hours per month; 50 hours per trading hours; regulatory compliance duties

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Christopher Roach's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 18, 2022 - Present

ASSUREDPARTNERS INVESTMENT ADVISORS

Office #1: 8211 West Broward Blvd., Suite 200, Plantation, FL 33324

RIA

CRD#: 309550

Plantation, FL

Current

September 25, 2026 - Present

GALLAGHER FIDUCIARY ADVISORS, LLC

Office #1: 8211 West Broward Blvd. Suite 200, Plantation, FL 33324

RIA

CRD#: 146509

Plantation, FL

Past

April 20, 2021 - February 24, 2023

FORTUNE 360 GROUP LLC

RIA

CRD#: 282391

PLANTATION, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GALLAGHER FIDUCIARY ADVISORS, LLC

CRD#: 146509 / SEC#: 801-68868

RIA

Registered Investment Advisory firm - (3/17/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 65

Status Unavailable

Passed: 10/19/2019

Uniform Investment Adviser Law Examination

Current Firm

GALLAGHER FIDUCIARY ADVISORS, LLC

CRD#: 146509 / SEC#: 801-68868

RIA

Registered Investment Advisory firm - (3/17/2008 Approved)

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Contact information

Main Address

2850 Golf Road, Rolling Meadows, IL 60008

Mailing Address

Phone number

(630) 773-3800

Established

Firm type

Fiscal year end

# of Employees

235

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A FOR GALLAGHER FIDUCIARY ADVISORS, LLC FOR RETAIL CLIENTS (6/8/2026)

FORM ADV PART 2A FOR GALLAGHER FIDUCIARY ADVISORS, LLC FOR INSTITUTIONAL CLIENTS (6/8/2026)

Regulatory assets under management

Total Number of Accounts	6,407
AUM (Assets Under Management)	$ 194,823,102,725

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/28/2026	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David C. Roach

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Christopher Roach's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASSUREDPARTNERS INVESTMENT ADVISORS

GALLAGHER FIDUCIARY ADVISORS, LLC

FORTUNE 360 GROUP LLC

Primary Firm SEC Registration

GALLAGHER FIDUCIARY ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Passed: 10/19/2019

Current Firm

GALLAGHER FIDUCIARY ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

GALLAGHER FIDUCIARY ADVISORS, LLC

TRUST BUT VERIFY

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