Ryan Gerardy
CFP®Professional Summary
Ryan Gerardy, CFP®, who also goes by Ryan J Gerardy, Ryan Joseph Gerardy, is a registered financial advisor currently at VAN DIEST CAPITAL located in Polk City, Iowa. Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Ryan has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ryan J Gerardy, Ryan Joseph Gerardy
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Videos & Posts
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Contact Information
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PRINCIPAL SECURITIES, INC.
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Disclosures on record.
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Credentials
Years of Experience
12 years in the financial services industry
Current & Past Employments
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Current Firm
VAN DIEST CAPITAL | VAN DIEST CAPITAL, LLC
Contact Information
Main Address
302 West Broadway Suite 9, Polk City, IA 50226Mailing Address
Po Box 55, Polk City, IA 50226Phone Number
(515) 620-2085# of Employees
8SEC notice filing (6 States and Territories)
Registered to provide investment advisory services in 6 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
985AUM (Assets Under Management)
$144,104,427Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
VAN DIEST CAPITAL | VAN DIEST CAPITAL, LLC
State Registrations and Notice Filings
(7/8/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 2015About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Ryan Gerardy's CRS (Customer Relationship Summary).
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PRINCIPAL SECURITIES, INC.
