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Timothy M. Cantrell

Timothy M. Cantrell

APPLIED CAPITAL LLC
Nashville, TN 37203
Some features on this profile are disabled
CRD#: 6071087
Timothy M. Cantrell

Professional summary

Timothy M. Cantrell, CFP®, who also goes by Timothy Michael Cantrell, is a registered financial advisor currently at APPLIED CAPITAL LLC located in Nashville, Tennessee.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Timothy has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Timothy Michael Cantrell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) CANTRELL AND ASSOCIATES, NON-INVESTMENT RELATED; 136 ABBOTTSFORD, NASHVILLE, TN 37215; BUSINESS ENTITY CREATED TO PAY STAFF; 100% OWNERSHIP; 1 HOUR SPENT MONTHLY DURING NON-TRADING HOURS. (2) LICENSED INSURANCE AGENT, FROM WHICH COMMISSIONS ARE RECEIVED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy M. Cantrell's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2017

Experience

Current

March 23, 2015 - Present

APPLIED CAPITAL LLC

Office #1: 40 Music Square East, Suite 102, Nashville, TN 37203
RIA
CRD#: 166175
Nashville, TN
Past

October 9, 2013 - April 13, 2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
NASHVILLE, TN
Past

September 12, 2012 - April 13, 2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
NASHVILLE, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
APPLIED CAPITAL LLC
APPLIED CAPITAL LLC

CRD#: 166175 / SEC#: 801-115146

RIA
Registered Investment Advisory firm - (4/26/2019 Approved)
Arkansas
Registered Investment Advisory firm - (5/17/2019 Terminated)
Illinois
Registered Investment Advisory firm - (4/26/2019 Terminated)
Missouri
Registered Investment Advisory firm - (5/17/2019 Terminated)
Tennessee
Registered Investment Advisory firm - (5/22/2019 Terminated)
Texas
Registered Investment Advisory firm - (5/17/2019 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Tennessee
(3/23/2015)
IAR
Texas
(3/23/2015)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/8/2013
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/1/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 4/13/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 9/10/2012
Investment Company Products/Variable Contracts Representative Examination

Current Firm

AC
APPLIED CAPITAL LLC
APPLIED CAPITAL LLC

CRD#: 166175 / SEC#: 801-115146

RIA
Registered Investment Advisory firm - (4/26/2019 Approved)
Arkansas
Registered Investment Advisory firm - (5/17/2019 Terminated)
Illinois
Registered Investment Advisory firm - (4/26/2019 Terminated)
Missouri
Registered Investment Advisory firm - (5/17/2019 Terminated)
Tennessee
Registered Investment Advisory firm - (5/22/2019 Terminated)
Texas
Registered Investment Advisory firm - (5/17/2019 Terminated)
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Contact information

Main Address
415 N. Mckinley Street Suite 1045, Little Rock, AR 72205
Mailing Address
Phone number
(501) 500-0890
Established
Firm type
Fiscal year end
# of Employees
9

SEC notice filing (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/25/2025)

Regulatory assets under management

Total Number of Accounts2,067
AUM (Assets Under Management)$ 293,411,420

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

APPLIED CAPITAL LLC

CRD#: 166175Nashville, TN 37203

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