AV
Alexandros S. Vlahos
JANNEY MONTGOMERY SCOTT LLC
AIKEN, SC 29801
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CRD#: 6070166
AV
Professional summary
Alexandros S Vlahos, CFP®, who also goes by Alex S Vlahos, Alexandros Stephanos Vlahos, is a registered financial advisor currently at JANNEY MONTGOMERY SCOTT LLC located in Aiken, South Carolina.
Alexandros is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Alexandros has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alex S Vlahos | Alexandros Stephanos Vlahos
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Ambassadors Program; Aiken, SC; start date: 01/11/2021; 3hrs/month; not investment-related 2) Aiken Rotary Club; Investment related; 117 Newberry St SW, Aiken, SC 29801; Civic Organization; Member; Start date: 07/27/2021; 6 hrs month/0 hrs trading day; The mission of the Rotary Club of Aiken is to impact our community by providing forums for fellowship, understanding and service among engaged leaders. There will also be volunteer opportunities to serve my community. 3) Aiken-Augusta Wounded Warrior Charity Golf Tournament, Aiken, SC. Committee Member: duties are to help run the annual golf tournament, send and sign letters to propose donors and maintain records of donors. Not compensated, 4 hrs./month, not investment related, 05/2022. 4) Walk to end Alzheimer's (Alzheimer's Association Walk), Greensville, SC. Executive Chair of Committee (05/2024) for the walk. Help organize an annual walk around Aiken to raise awareness about Alzheimer's. Not investment related, not compensated, 4 hours/month. 5) Aiken Center for the Arts, Aiken, SC. Board Member (08/2024-06/2025), role changed to VP (06/2025) - Ambassador for the Art Center, help with events, bring awareness to center, and attend executive committee meetings. Not investment related, not compensated, 4 hours/month. 6) St. John's Methodist Church, Aiken, SC. Committee Member (01/2026) - promote unity in the church. Not investment related, not compensated, 4 hours/month.
CRS (Client Relationship Summary) - RIA
Click below to view Alexandros S Vlahos's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Alexandros S Vlahos's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
February 1, 2018 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 401 Park Avenue Sw Suite B, Aiken, SC 29801RIA
BD
CRD#: 463
AIKEN, SC
Current
February 1, 2018 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 401 Park Avenue Sw Suite B, Aiken, SC 29801RIA
BD
CRD#: 463
AIKEN, SC
Past
June 20, 2013 - January 29, 2018
MORGAN STANLEY
RIA
CRD#: 149777
CHARLESTON, SC
Past
June 19, 2013 - January 29, 2018
MORGAN STANLEY
BD
CRD#: 149777
CHARLESTON, SC
Past
July 31, 2012 - October 26, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
MYRTLE BEACH, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/1/2018)
RR
Alaska(10/30/2025)
RR
Arizona(2/1/2018)
RR
California(2/1/2018)
RR
Delaware(2/1/2018)
RR
District of Columbia(8/25/2025)
RR
Florida(2/1/2018)
RR
Georgia(2/1/2018)
RR
Hawaii(8/12/2022)
RR
Illinois(10/2/2024)
RR
Indiana(3/20/2024)
RR
Kentucky(9/16/2025)
RR
Louisiana(2/1/2018)
RR
Maine(2/1/2018)
RR
Maryland(2/1/2018)
RR
Massachusetts(2/1/2018)
RR
Mississippi(2/1/2018)
RR
Montana(2/28/2019)
RR
Nevada(11/9/2023)
RR
New Jersey(2/1/2018)
RR
New Mexico(2/1/2018)
RR
New York(2/1/2018)
RR
North Carolina(2/1/2018)
RR
Ohio(2/1/2018)
RR
Oklahoma(2/1/2018)
RR
Pennsylvania(2/1/2018)
RR
Rhode Island(5/19/2021)
RR
South Carolina(2/1/2018)
IAR
South Carolina(2/1/2018)
RR
Tennessee(2/1/2018)
RR
Texas(8/13/2025)
IAR
Texas(8/13/2025)
RR
Utah(7/31/2023)
RR
Virginia(2/1/2018)
RR
Washington(2/1/2018)
RR
West Virginia(2/1/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1717 Arch Street, Philadelphia, PA 19103
Mailing Address
1717 Arch Street, Philadelphia, PA 19103
Phone number
(215) 665-6000
Established
Delaware since 08/27/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,375
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUNE PURCHASER LLC | OWNER | |
| CULLEY, JOSEPH DAVID | BANKING PRINCIPAL (BP) | 4275987 |
| DOWNEY, DANEEN ELIZABETH | DEPUTY GENERAL COUNSEL | 4758790 |
| FUSCO, CHRISTOPHER | ROSFP | 5858082 |
| HALL, CAROLINE KATHRYNE | CHIEF COMPLIANCE OFFICER | 6342772 |
| HRICKO, MICHAEL J | CHIEF FINANCIAL OFFICER | 4509746 |
| LEMPA, JESSICA ELLEN | IA CCO | 5276453 |
| MCSHEA, GREGORY BURNS | GENERAL COUNSEL | 2870963 |
| MILLER, ANTHONY MATTHEW | DIRECTOR, PRESIDENT AND CEO | 4597116 |
| MULLAN, DAVID MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2739186 |
| REED, KEVIN JUDE | EXECUTIVE OFFICER | 2105832 |
| RIGGI, BRETT STEPHAN | CHIEF OPERATING OFFICER | 4462496 |
Regulatory assets under management
| Total Number of Accounts | 239,256 |
| AUM (Assets Under Management) | $ 100,795,564,390 |
Disclosures
| Regulatory Event | 54 |
| Arbitration | 66 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2025 | ||
| 03/21/2025 | ||
| 10/09/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
