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Dixie Kendrick

DIXIE'S TAX & FINANCIAL SERVICES, L.L.C.
DES MOINES, WA
·CRD# 6070127·14 years experience

Professional Summary

Dixie Kendrick, who also goes by Dixie Marie Kendrick, is a registered financial advisor currently at DIXIE'S TAX & FINANCIAL SERVICES, L.L.C. located in Des Moines, Washington. Dixie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Dixie has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dixie Marie Kendrick

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

DIXIE'S TAX & FINANCIAL SERVICES, L.L.C.·CRD# 339645
RIA
22307 Marine View Drive South Suite 101, Des Moines, WA 98198
June 1, 2026 - Present
CETERA INVESTMENT ADVISERS LLC·CRD# 105644
RIA
Schaumburg, IL
September 5, 2025 - July 1, 2026
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
Des Moines, WA
September 5, 2025 - July 1, 2026
AVANTAX ADVISORY SERVICES·CRD# 104556
RIA
Des Moines, WA
February 13, 2014 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Des Moines, WA
September 24, 2012 - September 5, 2025

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Current Firm

DT
DIXIE'S TAX & FINANCIAL SERVICES, L.L.C.

DIXIE'S TAX & FINANCIAL SERVICES, L.L.C.

CRD#: 339645
Washington
Registered Investment Advisory firm - Washington (6/1/2026 Approved)

Contact Information

Main Address

22307 Marine View Drive South Suite 101, Des Moines, WA 98198

Phone Number

(206) 242-5600

# of Employees

2

Documents

Latest Form ADV
0

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) DMM Senior Insurance LLC; Investment-related; Same address; Insurance agency; Insurance Agent; Insurance sales; Implementation of insurance recommendations; Approx. 5% of time during the month. 2) Coastal Breeze LLC; Not investment-related; Normandy Park, WA 98166; Entity for investments in rental properties; Member; Maintain properties and collect rents; Less than 5% of time during the month.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Washington
(6/1/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2014About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2012About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2017About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 2012About the Series 6 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Dixie Kendrick's CRS (Customer Relationship Summary).

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