Brendan W. Halleron
AFFIANCE FINANCIAL LLC
St. Louis Park, MN 55426
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CRD#: 6070122
Professional summary
Brendan William Halleron, AIF®, CFP® is a registered financial advisor currently at AFFIANCE FINANCIAL LLC located in St. Louis Park, Minnesota and PRIVATE CLIENT SERVICES, LLC located in St. Louis Park, Minnesota.
Brendan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Brendan has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Affiance Financial, 600 Highway 160 S, Suite 1750, St Louis Park, MN 55426. Operations analyst at financial planning firm. 50 hrs/week, most during trading hrs. Wolfman Worldwide LLC. 600 Highway 169 S, Ste 1750, St Louis Park, MN 55426. Wolfman Worldwide LLC is the holding company for Mr. Halleron's membership interest in Affiance Financial, LLC. Direct Owner. 1 hr/mo; 0 during trading hrs. Achieving Cures Together. 1650 West End Blvd, Suite 100, St Louis Park, MN 55416. 501c3 non-profit to progress microbiome research and find cures for microbial diseases. Board member. 1 hrs/mo; 0 during trading hrs. Not investment related. Effective 01/2025.
CRS (Client Relationship Summary) - RIA
Click below to view Brendan William Halleron's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
March 4, 2019 - Present
AFFIANCE FINANCIAL LLC
Office #1: 600 Highway 169 South Suite 1750, St. Louis Park, MN 55426RIA
CRD#: 113200
St. Louis Park, MN
Current
July 10, 2019 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 600 Highway 169 South, St. Louis Park, MN 55426RIA
BD
CRD#: 120222
St. Louis Park, MN
Current
April 5, 2018 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 600 Highway 169 South, St. Louis Park, MN 55426RIA
BD
CRD#: 120222
St. Louis Park, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
AFFIANCE FINANCIAL LLC
AFFIANCE FINANCIAL | AFFIANCE FINANCIAL, LLC | AFFIANCE FINANCIAL LLC
CRD#: 113200 / SEC#: 801-78208
RIA
Registered Investment Advisory firm - (6/17/2013 Approved)Minnesota
Registered Investment Advisory firm - (6/24/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/2/2020)
RR
Georgia(1/2/2020)
RR
Illinois(1/2/2020)
RR
Minnesota(2/19/2019)
IAR
Minnesota(3/4/2019)
RR
Nevada(1/2/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AF
AFFIANCE FINANCIAL LLC
AFFIANCE FINANCIAL | AFFIANCE FINANCIAL, LLC | AFFIANCE FINANCIAL LLC
CRD#: 113200 / SEC#: 801-78208
RIA
Registered Investment Advisory firm - (6/17/2013 Approved)Minnesota
Registered Investment Advisory firm - (6/24/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
600 Highway 169 South Suite 1750, St. Louis Park, MN 55426
Mailing Address
Phone number
(952) 544-9818
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (26 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,799 |
| AUM (Assets Under Management) | $ 1,145,705,199 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
