Shannon W. Shelton
Professional summary
Shannon Waggy Shelton, who also goes by Shannon Elizabeth Waggy, is a registered financial advisor currently at FIFTH THIRD WEALTH ADVISORS LLC located in Winston-salem, North Carolina.
Shannon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Shannon has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Shannon Waggy Shelton's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 29, 2024 - Present
FIFTH THIRD WEALTH ADVISORS LLC
Office #1: 380 Knollwood Street, Winston-salem, NC 27103August 13, 2021 - August 28, 2024
TRUIST ADVISORY SERVICES, INC.
August 9, 2012 - August 28, 2012
WELLS FARGO CLEARING SERVICES, LLC
July 2, 2012 - August 28, 2012
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
FIFTH THIRD WEALTH ADVISORS LLC
CRD#: 313015 / SEC#: 801-122096
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/29/2024)
(8/29/2024)
Exams
Current Firm
FIFTH THIRD WEALTH ADVISORS LLC
CRD#: 313015 / SEC#: 801-122096
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,333 |
| AUM (Assets Under Management) | $ 6,079,418,273 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/27/2025 | ||
| 01/24/2025 | ||
| 10/27/2023 | ||
| 03/29/2023 |
Red Flags
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