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Peter F. Ruiz

BSG SECURITIES
Atlanta, GA 30339
Some features on this profile are disabled
CRD#: 6069919
PR

Professional summary

Peter Finley Ruiz, who also goes by Peter F Ruiz, Peter Finley Ruiz, Peter Ruiz, is a registered financial professional currently at BSG SECURITIES, LLC located in Atlanta, Georgia.

Peter is registered as a RR (Registered Representative) and started their career in finance in 2013. Peter has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 86, Series 87 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Peter F Ruiz | Peter Finley Ruiz | Peter Ruiz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Finley Ruiz's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 4, 2025 - Present

BSG SECURITIES, LLC

Office #1: 1000 Parkwood Circle Se Suite 810, Atlanta, GA 30339
BD
CRD#: 333747
Atlanta, GA
Past

May 23, 2024 - October 31, 2024

ALLEN C. EWING & CO.

BD
CRD#: 26102
Atlanta, GA
Past

November 21, 2019 - April 10, 2024

D.A. DAVIDSON & CO.

BD
CRD#: 199
ATLANTA, GA
Past

August 5, 2013 - November 1, 2019

SANDLER, O'NEILL & PARTNERS, L.P.

BD
CRD#: 23328
ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(11/7/2025)
RR
Georgia
(6/4/2025)
RR
North Carolina
(11/7/2025)
RR
South Carolina
(11/7/2025)
RR
Tennessee
(11/3/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 9/16/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 12/16/2019
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 86
Date: 11/25/2013
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 87
Date: 11/25/2013
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7
Date: 8/5/2013
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BS
BSG SECURITIES, LLC
BSG SECURITIES, LLC

CRD#: 333747 / SEC#: , 8-71298

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
1000 Parkwood Circle Se Suite 810, Atlanta, GA 30339
Mailing Address
1000 Parkwood Circle Se Suite 810, Atlanta, GA 30339
Phone number
(404) 844-4226
Established
Georgia since 10/15/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BURKE, JON ROBERTFOUNDER35788
STELLING, ANDREW MITCHELLCEO/CCO5811997
GARDNER, ADAM DAVIDSENIOR VICE PRESIDENT6702488
AGERTON, DEBORAH LYNNFINOP/PFO/POO4460597
POWELL, ROGER GANTPRINCIPAL1198857

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BSG SECURITIES, LLC

CRD#: 333747Atlanta, GA 30339

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