Peter Finley Ruiz
Professional Summary
Peter Finley Ruiz, who also goes by Peter F Ruiz, Peter Finley Ruiz, Peter Ruiz, is a registered financial advisor currently at BSG SECURITIES, LLC located in Atlanta, Georgia. Peter is registered as a RR (Registered Representative) and started their career in finance in 2013. Peter has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 86, Series 87 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Peter F Ruiz, Peter Finley Ruiz, Peter Ruiz
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
13 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
BSG SECURITIES, LLC
Contact Information
Main Address
1000 Parkwood Circle Se Suite 810, Atlanta, GA 30339Mailing Address
1000 Parkwood Circle Se Suite 810, Atlanta, GA 30339Phone Number
(404) 844-4226Established
Georgia since 10/15/2024Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (13 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/7/2025)
(6/4/2025)
(11/7/2025)
(11/7/2025)
(11/3/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Dec 2019About the Series 79TO examSeries 87 — Research Analyst Exam - Part II Regulations Module
Passed Nov 2013About the Series 87 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Peter Finley Ruiz's CRS (Customer Relationship Summary).
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