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Peter Finley Ruiz

BSG SECURITIES
Atlanta, GA
·CRD# 6069919·13 years experience

Professional Summary

Peter Finley Ruiz, who also goes by Peter F Ruiz, Peter Finley Ruiz, Peter Ruiz, is a registered financial advisor currently at BSG SECURITIES, LLC located in Atlanta, Georgia. Peter is registered as a RR (Registered Representative) and started their career in finance in 2013. Peter has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 86, Series 87 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Peter F Ruiz, Peter Finley Ruiz, Peter Ruiz

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

BSG SECURITIES, LLC·CRD# 333747
BD
1000 Parkwood Circle Se Suite 810, Atlanta, GA 30339
June 4, 2025 - Present
ALLEN C. EWING & CO.·CRD# 26102
BD
Atlanta, GA
May 23, 2024 - October 31, 2024
D.A. DAVIDSON & CO.·CRD# 199
BD
Atlanta, GA
November 21, 2019 - April 10, 2024
SANDLER, O'NEILL & PARTNERS, L.P.·CRD# 23328
BD
Atlanta, GA
August 5, 2013 - November 1, 2019

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Current Firm

BS
BSG SECURITIES, LLC

BSG SECURITIES, LLC

CRD#: 333747 / SEC#: 8-71298
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

1000 Parkwood Circle Se Suite 810, Atlanta, GA 30339

Mailing Address

1000 Parkwood Circle Se Suite 810, Atlanta, GA 30339

Phone Number

(404) 844-4226

Established

Georgia since 10/15/2024

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (13 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BURKE, JON ROBERTFOUNDER35788
STELLING, ANDREW MITCHELLCEO/CCO5811997
GARDNER, ADAM DAVIDSENIOR VICE PRESIDENT6702488
AGERTON, DEBORAH LYNNFINOP/PFO/POO4460597

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(11/7/2025)
RR
Georgia
(6/4/2025)
RR
North Carolina
(11/7/2025)
RR
South Carolina
(11/7/2025)
RR
Tennessee
(11/3/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2013About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Dec 2019About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 86 — Research Analyst Exam - Part I Analysis Module

Passed Nov 2013About the Series 86 exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Nov 2013About the Series 87 exam

Series 7 — General Securities Representative Examination

Passed Aug 2013About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Peter Finley Ruiz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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