Daniel P. De Albuquerque Sousa
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Pedrosa De Albuquerque Sousa, who also goes by Daniel Sousa, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2012. Daniel had worked at 2 firms and has passed the Series 65, Series 63, Series 57TO, Series 99TO, SIE, Series 3, Series 55, Series 7, Series 14, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2018 - February 28, 2018
BRASIL PLURAL INVESTMENT ADVISOR LLC
August 29, 2012 - April 24, 2026
BRASIL PLURAL SECURITIES LLC
Primary Firm SEC Registration
BRASIL PLURAL INVESTMENT ADVISOR LLC
CRD#: 288563 / SEC#: 801-134618
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 6/6/2014
Limited Representative-Equity Trader ExamCurrent Firm
BRASIL PLURAL INVESTMENT ADVISOR LLC
CRD#: 288563 / SEC#: 801-134618
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 203 |
| AUM (Assets Under Management) | $ 104,577,869 |
Red Flags
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