LH
Lindsay N. Haas
OAKWELL PRIVATE WEALTH MANAGEMENT
New Braunfels, TX 78130
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CRD#: 6069756
LH
Professional summary
Lindsay Nicole Haas, who also goes by Lindsay Nicole Norman, is a registered financial advisor currently at OAKWELL PRIVATE WEALTH MANAGEMENT located in New Braunfels, Texas.
Lindsay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Lindsay has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lindsay Nicole Norman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The Rotary Club of New Braunfels, Non-investment related, P.O. Box 310587 New Braunfels, TX 78131 USA, Nonprofit service organization, I am Club President (July 1, 2024 - June 30, 2025), I have been a member since May 23, 2018. I devote about 18 hours per month to Rotary, 10 of those hours per month during trading hours. I am responsible for presiding over the weekly meetings, monthly board meetings, and overall operations of the club. I assist in preparing the budget, organizing, and overseeing the committees of the club, and fundraising. The Braunfels Foundation Trust is a non-investment related nonprofit organization that gives scholarships to people entering trade and technical education programs. The address is 325 S. Castell Ave, New Braunfels, TX 78130 USA. I have been a financial supporter and a committee member of the Tablescapes fundraiser since January of 2020. I devote an average of 24 hours per YEAR to this organization, 8 of those hours during trading hours. The Sophienburg Museum and Archives is a non-investment related nonprofit organization. The address is 401 W. Coll St. New Braunfels, TX 78130 USA. I am a current voting board member and have served since April of 2021. As a board member I assist in overseeing the operations of the organization. I devote an average of 4 hours per month to this role, non during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Lindsay Nicole Haas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 6, 2025 - Present
OAKWELL PRIVATE WEALTH MANAGEMENT
Office #1: 1619 East Common Street Suite 1101, New Braunfels, TX 78130RIA
CRD#: 162096
New Braunfels, TX
Past
December 2, 2021 - February 5, 2025
AMERITAS ADVISORY SERVICES, LLC
RIA
CRD#: 317245
New Braunfels, TX
Past
October 5, 2012 - February 5, 2025
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
NEW BRAUNFELS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OP
OAKWELL PRIVATE WEALTH MANAGEMENT
ARK FINANCIAL GROUP | THE BELLWETHER GROUP, LLC | OAKWELL PRIVATE WEALTH MANAGEMENT, LLC | OAKWELL PRIVATE WEALTH MANAGEMENT | BELLWETHER WEALTH MANAGEMENT
CRD#: 162096 / SEC#: 801-110263
RIA
Registered Investment Advisory firm - (4/5/2017 Approved)Texas
Registered Investment Advisory firm - (11/3/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(2/6/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/3/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
OP
OAKWELL PRIVATE WEALTH MANAGEMENT
ARK FINANCIAL GROUP | THE BELLWETHER GROUP, LLC | OAKWELL PRIVATE WEALTH MANAGEMENT, LLC | OAKWELL PRIVATE WEALTH MANAGEMENT | BELLWETHER WEALTH MANAGEMENT
CRD#: 162096 / SEC#: 801-110263
RIA
Registered Investment Advisory firm - (4/5/2017 Approved)Texas
Registered Investment Advisory firm - (11/3/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3200 Steck Ave Suite 200, Austin, TX 78757
Mailing Address
Phone number
1-800-55OAKWELL
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 902 |
| AUM (Assets Under Management) | $ 461,933,416 |
Red Flags
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