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LH

Lindsay N. Haas

OAKWELL PRIVATE WEALTH MANAGEMENT
New Braunfels, TX 78130
CRD#: 6069756
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LH
Lindsay Nicole HaasOAKWELL PRIVATE WEALTH MANAGEMENT

Professional summary

Lindsay Nicole Haas, who also goes by Lindsay Nicole Norman, is a registered financial advisor currently at OAKWELL PRIVATE WEALTH MANAGEMENT located in New Braunfels, Texas.

Lindsay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Lindsay has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Lindsay Nicole Norman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lindsay Nicole Haas's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 6, 2025 - Present

OAKWELL PRIVATE WEALTH MANAGEMENT

Office #1: 1619 East Common Street Suite 1101, New Braunfels, TX 78130
RIA
CRD#: 162096
New Braunfels, TX
Past

December 2, 2021 - February 5, 2025

AMERITAS ADVISORY SERVICES, LLC

RIA
CRD#: 317245
New Braunfels, TX
Past

October 5, 2012 - February 5, 2025

AMERITAS INVESTMENT COMPANY, LLC

BD
CRD#: 14869
NEW BRAUNFELS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OP
OAKWELL PRIVATE WEALTH MANAGEMENT
ARK FINANCIAL GROUP | THE BELLWETHER GROUP, LLC | OAKWELL PRIVATE WEALTH MANAGEMENT, LLC | OAKWELL PRIVATE WEALTH MANAGEMENT | BELLWETHER WEALTH MANAGEMENT

CRD#: 162096 / SEC#: 801-110263

RIA
Registered Investment Advisory firm - (4/5/2017 Approved)
Texas
Registered Investment Advisory firm - (11/3/2017 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(2/6/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/30/2021
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 3/4/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/3/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 10/4/2012
Investment Company Products/Variable Contracts Representative Examination

Current Firm

OP
OAKWELL PRIVATE WEALTH MANAGEMENT
ARK FINANCIAL GROUP | THE BELLWETHER GROUP, LLC | OAKWELL PRIVATE WEALTH MANAGEMENT, LLC | OAKWELL PRIVATE WEALTH MANAGEMENT | BELLWETHER WEALTH MANAGEMENT

CRD#: 162096 / SEC#: 801-110263

RIA
Registered Investment Advisory firm - (4/5/2017 Approved)
Texas
Registered Investment Advisory firm - (11/3/2017 Terminated)
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Contact information

Main Address
3200 Steck Ave Suite 200, Austin, TX 78757
Mailing Address
Phone number
1-800-55OAKWELL
Established
Firm type
Fiscal year end
# of Employees
15

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

OAKWELL PRIVATE WEALTH MANAGEMENT ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts902
AUM (Assets Under Management)$ 461,933,416

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OAKWELL PRIVATE WEALTH MANAGEMENT

CRD#: 162096New Braunfels, TX 78130

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