George V. Daniels
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Velez Daniels, who also goes by George Velez Daniels Jr, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1970. George had worked at 6 firms and has passed the Series 65, Series 63, Series 3, Series 000, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 2011 - March 17, 2016
BHK INVESTMENT ADVISORS
August 21, 2006 - August 15, 2011
GLOBAL INDEX ADVISORS, INC.
September 22, 1997 - March 25, 1999
DANIELS & ALLDREDGE INVESTMENT MANAGEMENT, INC.
June 2, 1980 - May 1, 1995
THE ROBINSON-HUMPHREY COMPANY, LLC
February 24, 1978 - July 2, 1980
MORGAN STANLEY DW INC.
December 11, 1970 - February 24, 1978
REYNOLDS SECURITIES, INC.
Primary Firm SEC Registration
BHK INVESTMENT ADVISORS
CRD#: 140515 / SEC#: 801-66669
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 000
Date: 8/23/1966
General Securities Principal ExaminationSeries 1
Date: 8/23/1966
Registered Representative ExaminationSeries 40
Date: 8/23/1972
Registered Principal ExaminationCurrent Firm
BHK INVESTMENT ADVISORS
CRD#: 140515 / SEC#: 801-66669
Contact information
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 751 |
| AUM (Assets Under Management) | $ 755,759,558 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/31/2025 | ||
| 02/27/2024 | ||
| 02/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
