Daniel Rinck

HCM WEALTH ADVISORS

Cincinnati, OH 45247-7833

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CRD#: 6069553

Professional summary

Daniel Rinck, who also goes by Dan Christopher Rinck, Daniel Christopher Rinck, Danny Christopher Rinck, is a registered financial advisor currently at HCM WEALTH ADVISORS located in Cincinnati, Ohio.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Daniel has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dan Christopher Rinck | Daniel Christopher Rinck | Danny Christopher Rinck

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Rinck's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 18, 2021 - Present

HCM WEALTH ADVISORS

Office #1: 6116 Harrison Ave, Cincinnati, OH 45247-7833

RIA

CRD#: 107700

Cincinnati, OH

Past

April 28, 2014 - October 4, 2017

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

CINCINNATI, OH

Past

August 7, 2012 - January 22, 2013

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

COVINGTON, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HCM WEALTH ADVISORS

HCM WEALTH | HENGEHOLD CAPITAL MANAGEMENT LLC | HCM WEALTH ADVISORS

CRD#: 107700 / SEC#: 801-37821

RIA

Registered Investment Advisory firm - (11/29/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(6/18/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/13/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/20/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/4/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/6/2012

General Securities Representative Examination

Current Firm

HCM WEALTH ADVISORS

HCM WEALTH | HENGEHOLD CAPITAL MANAGEMENT LLC | HCM WEALTH ADVISORS

CRD#: 107700 / SEC#: 801-37821

RIA

Registered Investment Advisory firm - (11/29/1990 Approved)

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Contact information

Main Address

6116 Harrison Ave, Cincinnati, OH 45247-7833

Mailing Address

Phone number

(513) 598-5120

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 AND 2B 022025 (2/20/2025)

Regulatory assets under management

Total Number of Accounts	2,742
AUM (Assets Under Management)	$ 1,084,067,745

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/29/2025	Cover Page	Report
10/14/2024	Cover Page	Report
09/07/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel Rinck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Rinck's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

HCM WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 5/13/2021

Series 63

Date: 8/20/2012

SIE

Date: 10/4/2017

Series 7

Date: 8/6/2012

Current Firm

HCM WEALTH ADVISORS

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HCM WEALTH ADVISORS

TRUST BUT VERIFY

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