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DB

Derek M. Bartle

HECK CAPITAL ADVISORS
Milwaukee, WI 53202
Some features on this profile are disabled
CRD#: 6069249
DB

Professional summary

Derek Mcshane Bartle, who also goes by Derek Bartle, is a registered financial advisor currently at HECK CAPITAL ADVISORS, LLC located in Milwaukee, Wisconsin.

Derek is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Derek has worked at 3 firms and has passed the Series 65, Series 63, Series 52TO, Series 7TO, SIE, Series 6, Series 53, Series 24 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Derek Bartle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
American Heart Association; not investment-related; Milwaukee, WI; Board of Directors; Board of Directors; 7/29/2021; 4 hours/month; 0 hours/trading; provide guidance to grow awareness of American Heart Association.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Derek Mcshane Bartle's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 21, 2025 - Present

HECK CAPITAL ADVISORS, LLC

Office #1: 833 East Michigan Street Suite 1460, Milwaukee, WI 53202
RIA
CRD#: 143848
Milwaukee, WI
Past

August 18, 2015 - July 23, 2025

U.S. BANCORP INVESTMENTS, INC.

RIA
CRD#: 17868
Sussex, WI
Past

August 17, 2015 - July 23, 2025

U.S. BANCORP INVESTMENTS, INC.

BD
CRD#: 17868
Sussex, WI
Past

August 9, 2012 - September 12, 2013

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
MEQUON, WI
Past

July 6, 2012 - September 12, 2013

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
MEQUON, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HC
HECK CAPITAL ADVISORS, LLC
H CONSULTING, LLC | HECK CAPITAL ADVISORS, LLC | HECK CAPITAL ADVISORS

CRD#: 143848 / SEC#: 801-67872

RIA
Registered Investment Advisory firm - (5/14/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Wisconsin
(8/21/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/1/2012
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/12/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 11/8/2022
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/24/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 7/3/2012
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 11/22/2022
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/12/2022
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 6/17/2019
Investment Company Products/Variable Contracts Principal Examination

Current Firm

HC
HECK CAPITAL ADVISORS, LLC
H CONSULTING, LLC | HECK CAPITAL ADVISORS, LLC | HECK CAPITAL ADVISORS

CRD#: 143848 / SEC#: 801-67872

RIA
Registered Investment Advisory firm - (5/14/2007 Approved)
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Contact information

Main Address
15 East Anderson Street, Rhinelander, WI 54501
Mailing Address
Po Box 738, Rhinelander, WI 54501
Phone number
(715) 361-1500
Established
Firm type
Fiscal year end
# of Employees
26

SEC notice filing (23 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A, APPENDIX 1 AND SCHEDULE 2B (3/14/2025)

Regulatory assets under management

Total Number of Accounts3,815
AUM (Assets Under Management)$ 9,670,498,771

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HECK CAPITAL ADVISORS, LLC

CRD#: 143848Milwaukee, WI 53202

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