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OZ

Omeed Zarrin

THE HERBST GROUP
NEW YORK, NY
Some features on this profile are disabled
CRD#: 6069219
OZ

Professional summary

Omeed Zarrin is a registered financial advisor currently at THE HERBST GROUP, LLC located in New York, New York.

Omeed is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Omeed has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Omeed Zarrin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 8, 2026 - Present

THE HERBST GROUP, LLC

RIA
CRD#: 309319
NEW YORK, NY
Past

June 17, 2015 - October 18, 2017

MFS FUND DISTRIBUTORS, INC.

BD
CRD#: 31052
BOSTON, MA
Past

October 3, 2014 - June 4, 2015

MORGAN STANLEY

BD
CRD#: 149777
WALTHAM, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TH
THE HERBST GROUP, LLC
ANEW WEALTH MANAGEMENT | THE HERBST GROUP, LLC

CRD#: 309319 / SEC#: 801-118872

RIA
Registered Investment Advisory firm - (6/5/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(1/8/2026)
IAR
New York
(1/8/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/17/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/29/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/18/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/3/2014
General Securities Representative Examination

Current Firm

TH
THE HERBST GROUP, LLC
ANEW WEALTH MANAGEMENT | THE HERBST GROUP, LLC

CRD#: 309319 / SEC#: 801-118872

RIA
Registered Investment Advisory firm - (6/5/2020 Approved)
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Contact information

Main Address
Westport, CT
Mailing Address
Phone number
(212) 488-1701
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

THE HERBST GROUP DISCLOSURE BROCHURE, WRAP FEE PROGRAM BROCHURE, BROCHURE SUPPLEMENTS, AND PRIVACY POLICY (3/20/2026)

Regulatory assets under management

Total Number of Accounts294
AUM (Assets Under Management)$ 204,750,725

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE HERBST GROUP, LLC

CRD#: 309319New York, NY

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