Troy B. Lubberts
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Troy Bokhorst Lubberts, who also goes by Troy B Lubberts, Troy Bokhorst Lubberts, Troy Lubberts, was a registered financial professional .
Troy is a previously registered financial professional and started their career in finance in 2012. Troy had worked at 7 firms and has passed the Series 63, Series 66, Series 57TO, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2022 - October 19, 2022
GREAT POINT CAPITAL LLC
April 24, 2020 - October 11, 2021
AVATAR SECURITIES, LLC
March 2, 2020 - April 27, 2020
SEVEN POINTS CAPITAL, LLC
April 20, 2019 - March 3, 2020
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
May 13, 2014 - July 11, 2014
G-2 TRADING,LLC
April 2, 2013 - April 4, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 2, 2013 - April 4, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 30, 2012 - January 15, 2013
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 3/2/2020
Securities Trader ExamSeries 7TO
Date: 4/20/2019
General Securities Representative ExaminationCurrent Firm
GREAT POINT CAPITAL LLC
CRD#: 114203 / SEC#: , 8-53402
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
Red Flags
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