JH
Jason D. Heakins
OAK TREE INVESTMENT ADVISORS
Pittsburgh, PA 15232
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CRD#: 6069022
JH
Professional summary
Jason D. Heakins is a registered financial advisor currently at OAK TREE INVESTMENT ADVISORS located in Pittsburgh, Pennsylvania.
Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Jason has worked at 1 firm and has passed the Series 65 and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Listed as Treasure and 10% owner at Pragmatic Capital Management a registered hedge fund. Hours worked are zero from July 2016 and the company is being closed down AS OF august 2017 (731 S Aiken Ave Pittsburgh PA 15232). 50% shareholder in Comprehensive Portfolio Analysis and Audit (CPAA+), the firm will partner with CPA's and will act as a guardian angel and watch over investors accounts for activities that would be considered as unsuitable through the measurement of risk, cost to equity ratios and turnover. CPAA+ does not give investment advise nor manage assets. CPAA+ is not operational yet and will be located at 731 S Aiken Ave Pittsburgh PA 15232. 15% owner of S Aiken Development LLC, which is a holding company for 2 building one being the office space of OakTree Investment Advisors the business address is 526 W Main St Saxonburg PA 16056.
CRS (Client Relationship Summary) - RIA
Click below to view Jason D. Heakins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 24, 2012 - Present
OAK TREE INVESTMENT ADVISORS
Office #1: 731 S. Aiken Ave, Pittsburgh, PA 15232RIA
CRD#: 111095
Pittsburgh, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OT
OAK TREE INVESTMENT ADVISORS
OAK TREE INVESTMENT ADVISORS | OAKMONT INVESTMENT ADVISORS, INC.
CRD#: 111095 / SEC#: 801-113803
RIA
Registered Investment Advisory firm - (8/9/2018 Approved)Pennsylvania
Registered Investment Advisory firm - (8/22/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(5/24/2012)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
OT
OAK TREE INVESTMENT ADVISORS
OAK TREE INVESTMENT ADVISORS | OAKMONT INVESTMENT ADVISORS, INC.
CRD#: 111095 / SEC#: 801-113803
RIA
Registered Investment Advisory firm - (8/9/2018 Approved)Pennsylvania
Registered Investment Advisory firm - (8/22/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
731 S. Aiken Ave, Pittsburgh, PA 15232
Mailing Address
Phone number
(412) 802-8358
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 214 |
| AUM (Assets Under Management) | $ 164,093,794 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
