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RS

Raymond Q. Samuels

LUMIDA WEALTH MANAGEMENT LLC
WAYNE, NJ 07470
Some features on this profile are disabled
CRD#: 6068979
RS

Professional summary

Raymond Quinn Samuels, who also goes by Ray Quinn Samuels III, Raymond Quinn Samuels III, Raymond Samuels, is a registered financial advisor currently at LUMIDA WEALTH MANAGEMENT LLC located in Wayne, New Jersey.

Raymond is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Raymond has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Ray Quinn Samuels Iii | Raymond Quinn Samuels Iii | Raymond Samuels

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Quinn Samuels's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 26, 2025 - Present

LUMIDA WEALTH MANAGEMENT LLC

Office #1: 1200 Preakness Avenue Suite B1200, Wayne, NJ 07470
RIA
CRD#: 323410
WAYNE, NJ
Past

February 15, 2023 - December 2, 2024

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
MILLBURN, NJ
Past

January 23, 2023 - December 2, 2024

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
MILLBURN, NJ
Past

December 10, 2014 - September 8, 2022

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
NEW YORK, NY
Past

December 9, 2014 - September 8, 2022

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
NEW YORK, NY
Past

May 23, 2013 - November 11, 2014

MORGAN STANLEY

RIA
CRD#: 149777
NEW YORK, NY
Past

April 23, 2013 - November 11, 2014

MORGAN STANLEY

BD
CRD#: 149777
NEW YORK, NY
Past

September 3, 2012 - March 15, 2013

COLUMBUS ADVISORY GROUP, LTD.

BD
CRD#: 126331
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LW
LUMIDA WEALTH MANAGEMENT LLC
LUMIDA | LUMIDA WEALTH MANAGEMENT LLC | LUMIDA WEALTH

CRD#: 323410 / SEC#: 801-126806

RIA
Registered Investment Advisory firm - (11/25/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(11/26/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/21/2013
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/10/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/31/2012
General Securities Representative Examination

Current Firm

LW
LUMIDA WEALTH MANAGEMENT LLC
LUMIDA | LUMIDA WEALTH MANAGEMENT LLC | LUMIDA WEALTH

CRD#: 323410 / SEC#: 801-126806

RIA
Registered Investment Advisory firm - (11/25/2022 Approved)
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Contact information

Main Address
1200 Preakness Avenue Suite B1200, Wayne, NJ 07470
Mailing Address
Phone number
(833) 512-5111
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

LUMIDA FORM ADV PART 2A (10/30/2025)

Regulatory assets under management

Total Number of Accounts77
AUM (Assets Under Management)$ 148,637,726

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LUMIDA WEALTH MANAGEMENT LLC

CRD#: 323410Wayne, NJ 07470

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