WC
Wade Cooper
CETERA WEALTH SERVICES
Muskego, WI 53150
Some features on this profile are disabled
CRD#: 6068006
WC
Professional summary
Wade Cooper, who also goes by Wade Edwin Cooper, Wade Cooper, is a registered financial professional currently at CETERA WEALTH SERVICES, LLC located in Muskego, Wisconsin.
Wade is registered as a RR (Registered Representative) and started their career in finance in 2012. Wade has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Wade Edwin Cooper | Wade Cooper
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CORPORATE CENTRAL CREDIT UNION; Investment Related; 6262 South Lowell Place, Muskego, WI 53150; Sales; Financial Strategist; Start Date 04/2019; 160 hours per month with those 160 hours per month occurring during trading hours; Provide Credit Union Asset Liability Management Portfolio Analysis and Structure. >> EDROLO LLC; Non-Investment Related; Manhattan, IL 60442; Other; Co-Owner; Start Date 11/2022; 1 hour per month with no hours per month occurring during trading hours; LLC that my sister and I have created to place the farmland that we own into - may lease to a solar company and/or to a farmer. >> QUANTYPHI; Investment Related; 6262 South Lowell Place, Muskego, WI 53150; Financial Services; Financial Strategist; Start Date 05/2019; 40 hours per month with those 40 hours per month occurring during trading hours; Sell CDs and Corporate Central certificates to credit unions. >> SIMPLICD; Investment Related; 6640 Riverside Drive, Ste 430, Dublin, OH 43017; Financial Services; Financial Strategist; Start Date 05/2019; 20 hours per month with those 20 hours per month occurring during trading hours; Sell CDs to credit unions.
CRS (Client Relationship Summary) - BD
Click below to view Wade Cooper's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 6262 S Lowell Place, Muskego, WI 53150BD
CRD#: 13572
Muskego, WI
Past
June 10, 2019 - January 30, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Muskego, WI
Past
June 4, 2019 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Muskego, WI
Past
May 29, 2019 - May 30, 2019
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
CHICAGO HEIGHTS, IL
Past
October 23, 2014 - May 30, 2019
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
CHICAGO HEIGHTS, IL
Past
March 18, 2014 - October 7, 2014
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
NEW LENOX, IL
Past
March 18, 2014 - October 7, 2014
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
NEW LENOX, IL
Past
November 30, 2012 - February 27, 2014
WADDELL & REED
RIA
CRD#: 866
ORLAND PARK, IL
Past
August 24, 2012 - February 27, 2014
WADDELL & REED
BD
CRD#: 866
ORLAND PARK, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/20/2025)
RR
California(2/20/2025)
RR
Illinois(2/20/2025)
RR
Indiana(2/20/2025)
RR
Iowa(2/20/2025)
RR
Louisiana(2/20/2025)
RR
Michigan(2/20/2025)
RR
Minnesota(2/20/2025)
RR
New York(2/20/2025)
RR
Ohio(2/20/2025)
RR
Texas(2/20/2025)
RR
Washington(2/20/2025)
RR
Wisconsin(2/20/2025)
RR
Wyoming(2/20/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CETERA WEALTH SERVICES, LLC
CETERA ADVISOR NETWORKS LLC | GORDON SIMMERS SECURITY CORPORATION | FIRST ASSET MANAGEMENT CORPORATION | FINANCIAL NETWORK INVESTMENT CORPORATION | CETERA WEALTH SERVICES, LLC | CETERA NETWORKS
CRD#: 13572 / SEC#: 801-47342, 8-29577
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2301 Rosecrans Ave #5100 Suite 5100, El Segundo, CA 90245-5672
Mailing Address
Po Box 983, Saint Cloud, MN 56302
Phone number
(800) 879-8100
Established
Delaware since 12/31/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,881
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CETERA FINANCIAL GROUP, INC. | SOLE MEMBER | |
| BUCHHEISTER, JEFFREY ROBERT | CHIEF FINANCIAL OFFICER | 4709900 |
| BUDEVICH, SERGE | VICE PRESIDENT AND TAX OFFICER | 7996345 |
| BURKOTT, DANIEL PAUL | BROKER DEALER CO-CHIEF COMPLIANCE OFFICER | 4710068 |
| COAXUM, KOFI SULE | VICE PRESIDENT | 5150018 |
| DOWELL, RODNEY CAMMERON | PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT | 7376607 |
| FRIES, MATTHEW NEIL KALANI | VICE PRESIDENT | 2723824 |
| GOK, LISA ANNE | SECRETARY | 5059738 |
| GOOLEY, THOMAS ANDREW | MANAGER | 4526760 |
| HALLORAN, THOMAS WILLIAM | VICE PRESIDENT | 1921834 |
| HOLWEGER, KIMBERLEY | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1572778 |
| LEE, WINNIE AI-LING | ASSISTANT SECRETARY | 7381661 |
| MACKAY, TODD CHRISTOPHER | CHIEF EXECUTIVE OFFICER | 2799860 |
| MCCALLOP, PATRICIA RUTHERFORD | BROKER DEALER CO-CHIEF COMPLIANCE OFFICER | 5059176 |
| MIZUGUCHI, MAURA | CHIEF ACCOUNTING OFFICER AND TREASURER | 5769181 |
| NEARY, JOSEPH DANIEL | MANAGER AND VICE PRESIDENT | 2993505 |
| RAMOS, RAMON | MONEY LAUNDERING REPORTING OFFICER | 2160203 |
| SMILEY, STANLEY ROBERT | VICE PRESIDENT | 3004604 |
| STINSON, TIMOTHY EARL MCCOY | PRESIDENT AND MANAGER | 2272183 |
| STONE, TIMOTHY PATRICK | VICE PRESIDENT | 3038963 |
| VAN HAVERMAAT, DAVID JAMES | ASSISTANT SECRETARY | 7042846 |
| WATTS, ANDREW DAVID | VICE PRESIDENT | 4780880 |
Regulatory assets under management
| Total Number of Accounts | 192,956 |
| AUM (Assets Under Management) | $ 46,651,447,975 |
Disclosures
| Regulatory Event | 19 |
| Civil Event | 2 |
| Arbitration | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA WEALTH SERVICES, LLC
CRD#: 13572Muskego, WI 53150TRUST BUT VERIFY
Monitor Wade Cooper
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
