Tanner Stepp
CX INSTITUTIONAL
Lafayette, IN 46704
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CRD#: 6067748
Professional summary
Tanner Stepp, AIF®, CFP® is a registered financial advisor currently at CX INSTITUTIONAL, LLC located in Lafayette, Indiana.
Tanner is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Tanner has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Budgeting
Debt Management
Investment Planning
Comprehensive Financial Planni...
Retirement Planning
What is your minimum asset requirement?
100K
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 10/11/2017 - Clarify Wealth Management, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/02/2017 - 140 Hours Per Month/7 Hours During Securities Trading - 140 Hours Per Month/7 Hours During Securities Trading - Time Spent 100%. 2. 2/28/2018 - Clarify Wealth Management, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 02/13/2018 - 80 Hours Per Month/4 Hours During Securities Trading - I provide investment advisory services through Clarify Wealth Management Inc, an independent investment advisor firm. I started this business activity in 02/13/2018. I expect to spend approximately 80 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 02/23/2022 - Clarify Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Partner - Office Manage- Start Date - 01/01/2022 - 5 Hours Per Month/4 Hours During Securities Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Tanner Stepp's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
October 14, 2024 - Present
CX INSTITUTIONAL, LLC
Office #1: 2925 Union Street, Lafayette, IN 46704RIA
CRD#: 292627
Lafayette, IN
Past
February 13, 2018 - November 4, 2024
CLARIFY WEALTH MANAGEMENT
RIA
CRD#: 172355
Lafayette, IN
Past
February 8, 2018 - May 30, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
LAFAYETTE, IN
Past
January 2, 2018 - April 2, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
LAFAYETTE, IN
Past
April 7, 2014 - March 24, 2017
LANDMARK FINANCIAL ADVISORS, LLC
RIA
CRD#: 129435
BOWLING GREEN, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CX INSTITUTIONAL, LLC
CREDENT WEALTH MANAGEMENT | CX WEALTH DIRECT | CX INSTITUTIONAL, LLC
CRD#: 292627 / SEC#: 801-112742
RIA
Registered Investment Advisory firm - (3/1/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(10/14/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CI
CX INSTITUTIONAL, LLC
CREDENT WEALTH MANAGEMENT | CX WEALTH DIRECT | CX INSTITUTIONAL, LLC
CRD#: 292627 / SEC#: 801-112742
RIA
Registered Investment Advisory firm - (3/1/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
200 East 7th Street, Auburn, IN 46706
Mailing Address
Phone number
(260) 927-1830
Established
Firm type
Fiscal year end
# of Employees
106
SEC notice filing (42 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,284 |
| AUM (Assets Under Management) | $ 4,121,239,331 |
Red Flags
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Company Information
CX INSTITUTIONAL, LLC
CRD#: 292627Lafayette, IN 46704TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
