Phillip R. Shaw
GOLDSTONE FINANCIAL GROUP | Senior Advisor
Oakbrook Terrace, IL 60181
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CRD#: 6067744
Professional summary
Phillip Ryan Shaw, CFP® is a registered financial advisor currently at GOLDSTONE FINANCIAL GROUP, LLC located in Oakbrook Terrace, Illinois.
Phillip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Phillip has worked at 4 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Biography
With a passion for retirement and income planning, Phillip Shaw entered the financial planning industry after meeting people who lacked access to well-informed and unbiased advice. He saw people making decisions that would adversely affect their financial future and vowed to become a resource to help others. He takes pride in taking the time to understand his clients’ goals and concerns, creating tailored solutions that will help them be on track for the financial future they dream of, and ensuring they understand how they will get there.
Phillip is a fiduciary advisor who holds an Illinois life & health insurance license, has passed his Series 7, 65 and 66 licenses and is a CERTIFIED FINANCIAL PLANNER™ (CFP®). Phillip received the 2022 Five Star Wealth Manager award.
As an Investment Advisor Representative (IAR) and a fiduciary, he is required by law to act in his clients’ best interest, a task he doesn’t take lightly. He earned a degree in business management and organizational leadership, along with a minor in economics from Illinois State University
Question & Answer
What are your service offerings?
Retirement Planning,
Lifetime Income Planning,
Wealth Mangement,
Investment Planning,
Healthcare Planning,
Tax Planning,
Legacy Planning,
Asset Protection Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LICENSED INSURANCE AGENT OFFERING LIFE AND FIXED ANNUITY SALES
CRS (Client Relationship Summary) - RIA
Click below to view Phillip Ryan Shaw's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
December 13, 2018 - Present
GOLDSTONE FINANCIAL GROUP, LLC
Office #1: 18w140 Butterfield Road 16th Floor, Oakbrook Terrace, IL 60181RIA
CRD#: 222520
Oakbrook Terrace, IL
Past
December 14, 2017 - September 6, 2018
MONEY MANAGERS ADVISORY
RIA
CRD#: 104972
OAK BROOK, IL
Past
July 22, 2015 - June 5, 2017
G.F. INVESTMENT SERVICES, LLC
BD
CRD#: 132939
OAK BROOK, IL
Past
June 17, 2013 - January 28, 2015
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
DOWNERS GROVE, IL
Past
May 23, 2013 - January 28, 2015
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
DOWNERS GROVE, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GF
GOLDSTONE FINANCIAL GROUP, LLC
GOLDSTONE FINANCIAL GROUP, LLC
CRD#: 222520 / SEC#: 801-99350
RIA
Registered Investment Advisory firm - (6/5/2015 Approved)Illinois
Registered Investment Advisory firm - (1/20/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(12/13/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
GF
GOLDSTONE FINANCIAL GROUP, LLC
GOLDSTONE FINANCIAL GROUP, LLC
CRD#: 222520 / SEC#: 801-99350
RIA
Registered Investment Advisory firm - (6/5/2015 Approved)Illinois
Registered Investment Advisory firm - (1/20/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
18w140 Butterfield Road 16th Floor, Oakbrook Terrace, IL 60181
Mailing Address
Phone number
(630) 620-9300
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,083 |
| AUM (Assets Under Management) | $ 917,456,867 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GOLDSTONE FINANCIAL GROUP, LLC
Senior AdvisorCRD#: 222520Oakbrook Terrace, IL 60181TRUST BUT VERIFY
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