Wesley D. Phelps

TRADEWELL SECURITIES

FORT WAYNE, IN 46802

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CRD#: 6067726

Professional summary

Wesley Douglass Phelps, who also goes by Weslee D Phelps, Weslee Phelps, is a registered financial advisor currently at TRADEWELL SECURITIES, LLC located in Fort Wayne, Indiana.

Wesley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Wesley has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Weslee D Phelps | Weslee Phelps

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Licensed Insurance Agent; Investment Related: Indiana Tax Advisory Group Inc. Liagan Brothers Corporation - owner for insurance RECOMENDING INSURANCE PRODUCTS TO CONSUMERS. THE COMMISSIONS I RECEIVED ARE PAID BY THE INSURANCE COMPANY, NOT THE CLIENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wesley Douglass Phelps's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 16, 2025 - Present

TRADEWELL SECURITIES, LLC

Office #1: 130 West Main Street #100, Fort Wayne, IN 46802

RIA

CRD#: 332473

FORT WAYNE, IN

Past

May 31, 2022 - January 24, 2025

SECURE ASSET MANAGEMENT, L.L.C.

RIA

CRD#: 144046

Fort Wayne, IN

Past

September 10, 2020 - April 13, 2022

FBL MARKETING SERVICES, LLC

CRD#: 5309

Anderson, IN

Past

March 27, 2017 - November 21, 2019

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

FORT WAYNE, IN

Past

January 17, 2017 - November 21, 2019

PRUCO SECURITIES, LLC.

CRD#: 5685

FORT WAYNE, IN

Past

August 12, 2016 - January 13, 2017

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

INDIANAPOLIS, IN

Past

July 5, 2016 - January 13, 2017

MML INVESTORS SERVICES, LLC

CRD#: 10409

INDIANAPOLIS, IN

Past

April 1, 2015 - June 14, 2016

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

CARMEL, IN

Past

August 13, 2013 - June 14, 2016

CHARLES SCHWAB & CO., INC.

CRD#: 5393

CARMEL, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRADEWELL SECURITIES, LLC

INDIANA TAX ADVISORY GROUP, INC | TRADEWELL TAX & FINANCIAL | TRADEWELL SECURITIES, LLC

CRD#: 332473 / SEC#: 801-130935

RIA

Registered Investment Advisory firm - (8/16/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(1/16/2025)

IAR

Texas
(4/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/1/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/16/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/13/2013

General Securities Representative Examination

Principal/Supervisory Exam

Series 26

Date: 9/21/2018

Investment Company Products/Variable Contracts Principal Examination

Current Firm

TRADEWELL SECURITIES, LLC

INDIANA TAX ADVISORY GROUP, INC | TRADEWELL TAX & FINANCIAL | TRADEWELL SECURITIES, LLC

CRD#: 332473 / SEC#: 801-130935

RIA

Registered Investment Advisory firm - (8/16/2024 Approved)

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Contact information

Main Address

130 West Main Street #100, Fort Wayne, IN 46802

Mailing Address

Phone number

(260) 490-2084

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A- TRADEWELL SECURITIES, LLC (6/12/2025)

Regulatory assets under management

Total Number of Accounts	1,080
AUM (Assets Under Management)	$ 267,005,281

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Wesley D. Phelps

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wesley Douglass Phelps's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURE ASSET MANAGEMENT, L.L.C.

FBL MARKETING SERVICES, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

TRADEWELL SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/1/2015

Series 63

Date: 9/16/2013

SIE

Date: 10/1/2018

Series 7

Date: 8/13/2013

Series 26

Date: 9/21/2018

Current Firm

TRADEWELL SECURITIES, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRADEWELL SECURITIES, LLC

TRUST BUT VERIFY

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