Susan P. Sansone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Paula Sansone was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 2012. Susan had worked at 1 firm and has passed the SIE, Series 99 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 18, 2012 - June 12, 2024
SGI SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 28
Date: 6/25/2013
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
SGI SECURITIES LLC
CRD#: 155643 / SEC#: , 8-68732
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SGI MB LLC | OWNER | |
| KAPPOTIS, ERNEST DOMENIC | FINOP | 4871251 |
| SCHUPAK, ANDREW | PRESIDENT, ELECTED MANAGER, CCO |
Disclosures
| Regulatory Event | 1 |
Red Flags
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