Mary-ann Juma
Professional Summary
Mary-ann Juma was a registered financial advisor. Mary-ann was a previously registered financial professional and started their career in finance 2012 - 2017. Mary-ann had worked at 2 firms and has passed the Series 63, SIE and Series 79 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
14 years in the financial services industry
Current & Past Employments
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Current Firm
ECP | ENERGY CAPITAL PARTNERS MEZZANINE MANAGEMENT, LP (RELYING ADVISER) | ENERGY CAPITAL PARTNERS MANAGEMENT, LP | ENERGY CAPITAL PARTNERS MANAGEMENT III, LP (RELYING ADVISER) | ENERGY CAPITAL PARTNERS MANAGEMENT II, LP (RELYING ADVISER) | ENERGY CAPITAL PARTNERS | ECP FORESTAR
Contact Information
Main Address
40 Beechwood Road, Summit, NJ 07901Phone Number
(973) 671-6100# of Employees
95SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
64AUM (Assets Under Management)
$33,394,983,222Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
ECP | ENERGY CAPITAL PARTNERS MEZZANINE MANAGEMENT, LP (RELYING ADVISER) | ENERGY CAPITAL PARTNERS MANAGEMENT, LP | ENERGY CAPITAL PARTNERS MANAGEMENT III, LP (RELYING ADVISER) | ENERGY CAPITAL PARTNERS MANAGEMENT II, LP (RELYING ADVISER) | ENERGY CAPITAL PARTNERS | ECP FORESTAR
State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Sep 2012About the Series 79 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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