EP
Ethan K. Powell
BROOKMONT CAPITAL MANAGEMENT
Dallas, TX 75225
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CRD#: 6067295
EP
Professional summary
Ethan Kendall Powell, who also goes by Ethan Powell, is a registered financial advisor currently at BROOKMONT CAPITAL MANAGEMENT located in Dallas, Texas.
Ethan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Ethan has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ethan Powell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Highland Capital Management:
Nature of the Business - Highland is an investment manager primarily managing CLOs, closed end private/retail funds focused on senior debt and REITS.
Approximate hours worked month - 8
Monthly Hours devoted during trading hours - 0
Duties - Ethan sits as an independent board member on Highland's retail fund series trust.
Impact Shares
Nature of the Business - Impact Shares is a nonprofit RIA that works with leading social and environmental advocacy organizations to structure investment products that are aligned with their per
spective on ESG.
Approximate hours worked month - 64
Monthly Hours devoted during trading hours - 32.5
Duties - Ethan is the founder and services as the board chair.
CRS (Client Relationship Summary) - RIA
Click below to view Ethan Kendall Powell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 2, 2020 - Present
BROOKMONT CAPITAL MANAGEMENT
Office #1: 5950 Berkshire Lane Suite 1420, Dallas, TX 75225RIA
CRD#: 145475
Dallas, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BROOKMONT CAPITAL MANAGEMENT
BROOKMONT CAPITAL MANAGEMENT | BROOKMONT CAPITAL MANAGEMENT, LLC
CRD#: 145475 / SEC#: 801-68533
RIA
Registered Investment Advisory firm - (11/15/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(7/2/2020)
Exams
Current Firm
BC
BROOKMONT CAPITAL MANAGEMENT
BROOKMONT CAPITAL MANAGEMENT | BROOKMONT CAPITAL MANAGEMENT, LLC
CRD#: 145475 / SEC#: 801-68533
RIA
Registered Investment Advisory firm - (11/15/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5950 Berkshire Lane Suite 1420, Dallas, TX 75225
Mailing Address
Phone number
(214) 953-0190
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 154 |
| AUM (Assets Under Management) | $ 860,645,734 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BROOKMONT CAPITAL MANAGEMENT
CRD#: 145475Dallas, TX 75225TRUST BUT VERIFY
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