CG
Christopher J. Gauthier
STONEHEARTH CAPITAL MANAGEMENT
DANVERS, MA 01923
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CRD#: 6067078
CG
Professional summary
Christopher John Gauthier, CFA, who also goes by Christopher John Gautheir, Chris Gauthier, is a registered financial advisor currently at STONEHEARTH CAPITAL MANAGEMENT located in Danvers, Massachusetts.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Christopher has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Christopher John Gautheir | Chris Gauthier
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher John Gauthier's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 18, 2012 - Present
STONEHEARTH CAPITAL MANAGEMENT
Office #1: 100 Conifer Hill Drive, Ste 105, Danvers, MA 01923RIA
CRD#: 128866
DANVERS, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
STONEHEARTH CAPITAL MANAGEMENT
PROUT FINANCIAL SERVICES | WEALTH MANAGEMENT GROUP LLC | STONEHEARTH CAPITAL MANAGEMENT LLC | STONEHEARTH CAPITAL MANAGEMENT | PROUT, RICHARD EDWARD
CRD#: 128866 / SEC#: 801-67868
RIA
Registered Investment Advisory firm - (5/4/2007 Approved)Florida
Registered Investment Advisory firm - (5/14/2007 Terminated)Massachusetts
Registered Investment Advisory firm - (5/31/2007 Terminated)New Hampshire
Registered Investment Advisory firm - (5/14/2007 Terminated)Texas
Registered Investment Advisory firm - (5/14/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(6/19/2012)
IAR
Texas(6/18/2012)
Exams
Current Firm
SC
STONEHEARTH CAPITAL MANAGEMENT
PROUT FINANCIAL SERVICES | WEALTH MANAGEMENT GROUP LLC | STONEHEARTH CAPITAL MANAGEMENT LLC | STONEHEARTH CAPITAL MANAGEMENT | PROUT, RICHARD EDWARD
CRD#: 128866 / SEC#: 801-67868
RIA
Registered Investment Advisory firm - (5/4/2007 Approved)Florida
Registered Investment Advisory firm - (5/14/2007 Terminated)Massachusetts
Registered Investment Advisory firm - (5/31/2007 Terminated)New Hampshire
Registered Investment Advisory firm - (5/14/2007 Terminated)Texas
Registered Investment Advisory firm - (5/14/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 Conifer Hill Drive, Ste 105, Danvers, MA 01923
Mailing Address
Phone number
(978) 624-3000
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,400 |
| AUM (Assets Under Management) | $ 386,744,154 |
Red Flags
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Company Information
STONEHEARTH CAPITAL MANAGEMENT
CRD#: 128866Danvers, MA 01923TRUST BUT VERIFY
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