Rachael M. Graf

BUTTONWOOD FINANCIAL GROUP

Kansas City, MO 64108-3323

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CRD#: 6066712

Professional summary

Rachael Michelle Graf, CFP® is a registered financial advisor currently at BUTTONWOOD FINANCIAL GROUP, LLC located in Kansas City, Missouri.

Rachael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Rachael has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Notary Public; Investment related: No; Location: 3728 Locust St, Apt. 14, Kansas City, MO 64109; Description of the business: Notary Public in the State of Missouri; Responsibilities Duties: Notarize documents; Responsibilities Duties: Notarize documents; Hours devoted to business during trading hours: 1;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rachael Michelle Graf's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

June 14, 2024 - Present

BUTTONWOOD FINANCIAL GROUP, LLC

Office #1: 3013 Main Street, Kansas City, MO 64108-3323

RIA

CRD#: 151164

Kansas City, MO

Past

September 6, 2018 - February 28, 2023

PROSPERITY PLANNING

RIA

CRD#: 298268

RIVERSIDE, MO

Past

April 8, 2015 - December 31, 2018

CETERA ADVISORS LLC

RIA

CRD#: 10299

KANSAS CITY, MO

Past

January 28, 2015 - December 31, 2018

CETERA ADVISORS LLC

CRD#: 10299

KANSAS CITY, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BUTTONWOOD FINANCIAL GROUP, LLC

CRD#: 151164 / SEC#: 801-70536

RIA

Registered Investment Advisory firm - (8/24/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(6/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/7/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/28/2015

General Securities Representative Examination

Current Firm

BUTTONWOOD FINANCIAL GROUP, LLC

CRD#: 151164 / SEC#: 801-70536

RIA

Registered Investment Advisory firm - (8/24/2009 Approved)

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Contact information

Main Address

3013 Main Street, Kansas City, MO 64108-3323

Mailing Address

Phone number

(816) 285-9000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A DATED APRIL 30, 2025 (4/30/2025)

Regulatory assets under management

Total Number of Accounts	2,076
AUM (Assets Under Management)	$ 696,762,721

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/29/2025	Cover Page	Report
06/20/2024	Cover Page	Report
11/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Rachael M. Graf

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rachael Michelle Graf's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROSPERITY PLANNING

CETERA ADVISORS LLC

CETERA ADVISORS LLC

Primary Firm SEC Registration

BUTTONWOOD FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/7/2015

SIE

Date: 10/1/2018

Series 7

Date: 1/28/2015

Current Firm

BUTTONWOOD FINANCIAL GROUP, LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BUTTONWOOD FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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