Kyle R. Bormann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kyle R Bormann was a registered financial professional .
Kyle is a previously registered financial professional and started their career in finance in 2012. Kyle had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2014 - November 29, 2016
LAWING FINANCIAL INC
September 2, 2014 - April 5, 2016
CAMBRIDGE INVESTMENT RESEARCH, INC.
May 28, 2013 - September 18, 2014
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
November 5, 2012 - September 18, 2014
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LAWING FINANCIAL INC
CRD#: 117178 / SEC#: 801-66270
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
