Jacob B. Frey

STONEBRIDGE FINANCIAL GROUP

Lancaster, PA 17601

Some features on this profile are disabled

CRD#: 6066525

Professional summary

Jacob Barrett Frey, who also goes by Jacob B Frey, Jake Frey, is a registered financial advisor currently at STONEBRIDGE FINANCIAL GROUP, LLC located in Lancaster, Pennsylvania and PRIVATE CLIENT SERVICES, LLC located in Lancaster, Pennsylvania.

Jacob is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Jacob has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jacob B Frey | Jake Frey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Stonebridge Financial Group LLC. 602 N Front St, Wormleysburg, PA 17043. RIA. 175 hrs/mo; all during trading hrs. 2) Financial Planning Association of Central PA. 1131 Sandpiper Ct, Mechanicsburg PA 17050. Networking and financial education for certified financial planners in central PA. Director/Board member-meeting planning. 2 hrs/mo; 2 during trading hrs. Investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Barrett Frey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 10, 2025 - Present

STONEBRIDGE FINANCIAL GROUP, LLC

Office #1: 26a East Roseville Road, Lancaster, PA 17601

RIA

CRD#: 327529

Lancaster, PA

Current

February 26, 2025 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 26a E Roseville Rd, Lancaster, PA 17601

RIA

CRD#: 120222

Lancaster, PA

Past

August 23, 2023 - February 24, 2025

THE FINANCIAL ADVISORY GROUP

RIA

CRD#: 127386

YORK, PA

Past

December 17, 2020 - March 3, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

YORK, PA

Past

December 17, 2020 - March 3, 2025

LPL FINANCIAL LLC

CRD#: 6413

YORK, PA

Past

April 4, 2019 - December 14, 2020

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

YORK, PA

Past

March 13, 2019 - December 14, 2020

CITIZENS SECURITIES, INC.

CRD#: 39550

YORK, PA

Past

February 2, 2018 - November 1, 2018

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

HERSHEY, PA

Past

March 17, 2014 - January 9, 2018

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STONEBRIDGE FINANCIAL GROUP, LLC

AVIA WEALTH ADVISORS | WHITECLIFF WEALTH MANAGEMENT | STONEBRIDGE FINANCIAL GROUP, LLC | EMC WEALTH MANAGEMENT LLC

CRD#: 327529 / SEC#: 801-129034

RIA

Registered Investment Advisory firm - (11/8/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Maryland
(3/10/2025)

Pennsylvania
(2/26/2025)

IAR

Pennsylvania
(3/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/4/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/26/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/17/2014

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

STONEBRIDGE FINANCIAL GROUP, LLC

AVIA WEALTH ADVISORS | WHITECLIFF WEALTH MANAGEMENT | STONEBRIDGE FINANCIAL GROUP, LLC | EMC WEALTH MANAGEMENT LLC

CRD#: 327529 / SEC#: 801-129034

RIA

Registered Investment Advisory firm - (11/8/2023 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

602 North Front Street, Wormleysburg, PA 17043

Mailing Address

Phone number

(717) 736-7007

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SFG WRAP BROCHURE (8/1/2025)

SFG ADV PART 2A (8/1/2025)

Regulatory assets under management

Total Number of Accounts	4,021
AUM (Assets Under Management)	$ 1,831,293,279

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

Similar Advisors

Sarah Darling

LPL FINANCIAL LLC

IAR

EPHRATA, PA

Shayne Beecher

RBC CAPITAL MARKETS, LLC

IAR

Lancaster, PA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jacob B. Frey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Barrett Frey's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

THE FINANCIAL ADVISORY GROUP

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

PNC WEALTH MANAGEMENT LLC

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

STONEBRIDGE FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/4/2019

Series 63

Date: 3/26/2014

SIE

Date: 10/1/2018

Series 7

Date: 3/17/2014

FINRA

Current Firm

STONEBRIDGE FINANCIAL GROUP, LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STONEBRIDGE FINANCIAL GROUP, LLC

TRUST BUT VERIFY

Contact information

Similar Advisors