Bryan J. Bernstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bryan Joseph Bernstein was a registered financial professional .
Bryan is a previously registered financial professional and started their career in finance in 2013. Bryan had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2019 - June 24, 2020
INVESTACORP ADVISORY SERVICES INC
October 7, 2019 - June 24, 2020
INVESTACORP, INC.
March 31, 2016 - September 21, 2019
IFS SECURITIES
March 29, 2016 - September 21, 2019
SB ADVISORY, LLC
October 2, 2014 - March 22, 2016
SUMMIT FINANCIAL GROUP INC
October 2, 2014 - March 22, 2016
SUMMIT BROKERAGE SERVICES, INC.
January 8, 2014 - October 9, 2014
LPL FINANCIAL LLC
March 8, 2013 - October 9, 2014
LPL FINANCIAL LLC
State Registrations and Notice Filings
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Exams
Current Firm
INVESTACORP ADVISORY SERVICES INC
CRD#: 109011 / SEC#: 801-57738
Contact information
Red Flags
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