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WM

William T. Metzidakis

TRIPLETREE
New York, NY 10171
Some features on this profile are disabled
CRD#: 6066401
WM

Professional summary

William Tracy Metzidakis, who also goes by Willilam Metzidakis, William Tracy Metzidakis, William Metzidakis, is a registered financial professional currently at TRIPLETREE, LLC located in New York, New York.

William is registered as a RR (Registered Representative) and started their career in finance in 2015. William has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 79 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Willilam Metzidakis | William Tracy Metzidakis | William Metzidakis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Tracy Metzidakis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 26, 2026 - Present

TRIPLETREE, LLC

Office #1: 299 Park Avenue 14th Floor, New York, NY 10171
BD
CRD#: 42820
New York, NY
Past

June 14, 2024 - March 13, 2025

MACQUARIE CAPITAL (USA) INC.

BD
CRD#: 36368
NEW YORK, NY
Past

May 13, 2020 - April 11, 2024

ROTHSCHILD & CO US INC.

BD
CRD#: 2910
NEW YORK, NY
Past

September 13, 2017 - May 1, 2020

MOELIS & COMPANY LLC

BD
CRD#: 145115
NEW YORK, NY
Past

July 10, 2015 - September 15, 2017

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Minnesota
(1/26/2026)
RR
New York
(1/26/2026)
RR
Virginia
(1/26/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 7/24/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/19/2017
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79
Date: 7/10/2015
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TL
TRIPLETREE, LLC
CHERRY TREE & CO., LLC | TRIPLETREE, LLC

CRD#: 42820 / SEC#: , 8-50015

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
8200 Normandale Lake Blvd 7th Floor, Bloomington, MN 55437
Mailing Address
8200 Normandale Lake Blvd 7th Floor, Bloomington, MN 55437
Phone number
(952) 223-8400
Established
Minnesota since 01/13/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CAPITAL ONE, N.A.SHAREHOLDER
HALPRIN, GABRIELLE BAILLEUXCHIEF FINANCIAL OFFICER/FINOP5087341
MULLIGAN, ROBERTCHIEF COMPLIANCE OFFICER1584973
ROER, PATRICIA LANGDIRECTOR3157205
ROTH, JUSTIN JPRESIDENT/HEAD OF INVESTMENT BANKING6886704
TULIP, STEVEN ANDREWDIRECTOR2540149

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRIPLETREE, LLC

CRD#: 42820New York, NY 10171

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