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HH

Haley E. Hausman

SCHWAB WEALTH ADVISORY
Bloomington, MN 55439
Some features on this profile are disabled
CRD#: 6066279
HH

Professional summary

Haley E Hausman, who also goes by Haley Hausman, Haley Espe Zajac, Haley Zajac, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Bloomington, Minnesota and CHARLES SCHWAB & CO., INC. located in Minneapolis, Minnesota.

Haley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Haley has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Haley Hausman | Haley Espe Zajac | Haley Zajac

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Haley E Hausman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 16, 2025 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 7825 Washington Ave S Ste 620, Bloomington, MN 55439
RIA
CRD#: 159035
Bloomington, MN
Current

January 26, 2022 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 7825 Washington Ave. S. 5th Floor, Minneapolis, MN 55439
RIA
BD
CRD#: 5393
Minneapolis, MN
Past

January 26, 2022 - July 24, 2025

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
Edina, MN
Past

April 5, 2018 - October 14, 2022

TD AMERITRADE, INC.

RIA
CRD#: 7870
Edina, MN
Past

April 5, 2018 - September 7, 2023

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
Edina, MN
Past

April 5, 2018 - May 19, 2024

TD AMERITRADE, INC.

BD
CRD#: 7870
Edina, MN
Past

November 10, 2014 - March 7, 2018

EDWARD JONES

RIA
CRD#: 250
MAHTOMEDI, MN
Past

October 20, 2014 - March 7, 2018

EDWARD JONES

BD
CRD#: 250
MAHTOMEDI, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA
Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alaska
(12/19/2025)
RR
Arizona
(1/26/2022)
RR
California
(1/26/2022)
RR
Colorado
(8/16/2025)
RR
Florida
(1/26/2022)
RR
Illinois
(1/26/2022)
RR
Iowa
(1/26/2022)
RR
Kansas
(8/16/2025)
RR
Minnesota
(1/26/2022)
IAR
Minnesota
(7/16/2025)
RR
Missouri
(8/16/2025)
RR
Nebraska
(8/16/2025)
RR
New York
(1/26/2022)
RR
North Dakota
(1/26/2022)
RR
Oklahoma
(8/16/2025)
RR
South Dakota
(1/26/2022)
RR
Texas
(1/26/2022)
RR
Virginia
(1/8/2026)
RR
Washington
(1/26/2022)
RR
Wisconsin
(1/26/2022)
RR
Wyoming
(12/17/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/7/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/20/2014
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA
Registered Investment Advisory firm - (12/9/2011 Approved)
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Contact information

Main Address
9800 Schwab Way, Lone Tree, CO 80124
Mailing Address
Phone number
(415) 667-7000
Established
Firm type
Fiscal year end
# of Employees
1,042

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (12/11/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035Bloomington, MN 55439

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