Christi L. Shell

SHELL CAPITAL MANAGEMENT

KNOXVILLE, TN 37923

Some features on this profile are disabled

CRD#: 6065745

Professional summary

Christi Lynn Shell, who also goes by Christi Lynn Holley, Christi Lynn Johnson, is a registered financial advisor currently at SHELL CAPITAL MANAGEMENT, LLC located in Knoxville, Tennessee.

Christi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Christi has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Christi Lynn Holley | Christi Lynn Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christi Lynn Shell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 17, 2012 - Present

SHELL CAPITAL MANAGEMENT, LLC

Office #1: 200 Prosperity Rd, Knoxville, TN 37923

RIA

CRD#: 136509

KNOXVILLE, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(8/17/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/16/2012

Uniform Investment Adviser Law Examination

Current Firm

SHELL CAPITAL MANAGEMENT, LLC

SHELL CAPITAL MANAGEMENT, LLC | SHELLWEALTH MANAGEMENT, LLC | SHELL WEALTH MANAGEMENT, LLC

CRD#: 136509 / SEC#: 801-68878

RIA

Registered Investment Advisory firm - (6/19/2012 Terminated)

Florida

Registered Investment Advisory firm - (5/23/2014 Approved)

Tennessee

Registered Investment Advisory firm - (5/2/2012 Approved)

Texas

Registered Investment Advisory firm - (3/20/2012 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

200 Prosperity Rd, Knoxville, TN 37923

Mailing Address

Phone number

(865) 539-9070

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	19
AUM (Assets Under Management)	$ 23,050,150

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Lester Kefauver

FLAGSHIP HARBOR ADVISORS, LLC

IAR

Maryville, TN

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Christi L. Shell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christi Lynn Shell's CRS (Customer Relationship Summary).

Certified licenses

Experience

SHELL CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/16/2012

Current Firm

SHELL CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SHELL CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors