Daniel W. Heinekamp

HEINEKAMP FINANCIAL PLANNING & TAX SERVICE LLC

Brownsburg, IN 46112

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CRD#: 6065434

Professional summary

Daniel William Heinekamp, CFP® is a registered financial advisor currently at HEINEKAMP FINANCIAL PLANNING & TAX SERVICE LLC located in Brownsburg, Indiana and SCH ENTERPRISES, INC. located in Brownsburg, Indiana.

Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Daniel has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 6, Series 51 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel William Heinekamp's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

September 24, 2014 - Present

HEINEKAMP FINANCIAL PLANNING & TAX SERVICE LLC

Office #1: 690 W. Northfield Drive, Ste 100, Brownsburg, IN 46112

RIA

CRD#: 121857

Brownsburg, IN

Current

June 25, 2012 - Present

SCH ENTERPRISES, INC.

Office #1: 690 W. Northfield Drive, Ste 100, Brownsburg, IN 46112

CRD#: 47033

Brownsburg, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(6/25/2012)

Illinois
(8/1/2012)

Indiana
(8/1/2012)

IAR

Indiana
(9/24/2014)

Michigan
(8/1/2012)

Minnesota
(8/1/2012)

Ohio
(6/25/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/4/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/31/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/22/2012

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 6/7/2023

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 7/17/2012

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

HEINEKAMP FINANCIAL PLANNING & TAX SERVICE LLC

HEINEKAMP FINANCIAL PLANNING & TAX SERVICE LLC | HEINEKAMP, STEVEN C. | HEINEKAMP FINANCIAL PLANNING & TAX SERVICE, LLC

CRD#: 121857 / SEC#:

Indiana

Registered Investment Advisory firm - (7/1/1998 Approved)

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Contact information

Main Address

690 W. Northfield Drive, Ste 100, Brownsburg, IN 46112

Mailing Address

P.o. Box 607, Brownsburg, IN 46112

Phone number

(317) 852-8184

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	217
AUM (Assets Under Management)	$ 38,296,827

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel W. Heinekamp

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel William Heinekamp's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCH ENTERPRISES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/4/2013

Series 63

Date: 7/31/2012

SIE

Date: 10/1/2018

Series 6

Date: 6/22/2012

Series 51

Date: 6/7/2023

Series 26

Date: 7/17/2012

FINRA

Current Firm

HEINEKAMP FINANCIAL PLANNING & TAX SERVICE LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HEINEKAMP FINANCIAL PLANNING & TAX SERVICE LLC

TRUST BUT VERIFY

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