Manuel A. Rodriguez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Manuel Alejandro Rodriguez, who also goes by Manuel Alejandro Rodriguez Caballero, was a registered financial professional .
Manuel is a previously registered financial professional and started their career in finance in 2012. Manuel had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2013 - March 14, 2017
USAA FINANCIAL PLANNING SERVICES
December 5, 2013 - March 14, 2017
USAA FINANCIAL ADVISORS, INC.
May 20, 2013 - November 11, 2013
INVEST FINANCIAL CORPORATION
November 30, 2012 - November 11, 2013
INVEST FINANCIAL CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
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