James R. Pellino

STEVEN H. LEWIS P.C.

CHICAGO, IL 60611

CRD#: 6064936

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Professional summary

James Robert Pellino is a registered financial advisor currently at STEVEN H. LEWIS P.C. located in Chicago, Illinois.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. James has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Robert Pellino's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 11, 2012 - Present

STEVEN H. LEWIS P.C.

Office #1: 455 N Cityfront Plaza 1600, Chicago, IL 60611

RIA

CRD#: 139739

CHICAGO, IL

Past

November 1, 2018 - May 28, 2026

ORBA WEALTH ADVISORS, LLC

RIA

CRD#: 297351

CHICAGO, IL

Past

May 11, 2012 - December 31, 2022

STEVEN H. LEWIS P.C.

RIA

CRD#: 139739

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(5/11/2012)

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Exams

State Security Law Exam

IAR

Series 65

Date: 12/9/2011

Uniform Investment Adviser Law Examination

Current Firm

STEVEN H. LEWIS P.C.

CRD#: 139739 / SEC#:

Illinois

Registered Investment Advisory firm - (5/1/2006 Approved)

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Contact information

Main Address

455 N Cityfront Plaza 1600, Chicago, IL 60611

Mailing Address

Phone number

(312) 670-7444

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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James R. Pellino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Robert Pellino's CRS (Customer Relationship Summary).

Certified licenses

Experience

STEVEN H. LEWIS P.C.

ORBA WEALTH ADVISORS, LLC

STEVEN H. LEWIS P.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/9/2011

Current Firm

STEVEN H. LEWIS P.C.

Contact information

Documents

Red Flags

Company Information

STEVEN H. LEWIS P.C.

TRUST BUT VERIFY

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