Keith W. Rauschenberger

RAUSCHENBERGER FINANCIAL ADVISORS

Elgin, IL

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CRD#: 6064648

Professional summary

Keith William Rauschenberger, CFP®, who also goes by Keith Wiiliam Rauschenberger, is a registered financial advisor currently at RAUSCHENBERGER FINANCIAL ADVISORS located in Elgin, Illinois.

Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Keith has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Keith Wiiliam Rauschenberger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. RAUSCHENBERGER SERVES AS THE MEMBER OF GPN ALLIANCE(GPNA). IN THIS POSITION HE VOLUNTEER WORK A PLANNING COMMITTEE. HE RECEIVES NO COMPENSATION FOR THIS ACTIVITY, WHICH TAKES PLACE PRIMARILY OUTSIDE NORMAL BUSINESS HOURS AND ACCOUNTS FOR APPROXIMATELY 1 HOUR OF HIS TIME EACH MONTH. START DATE: 2025-01-01. THE ADDRESS OF GPN ALLIANCE IS 1411 ROSEDALE AVE DURHAM NC 27702.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith William Rauschenberger's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

June 26, 2012 - Present

RAUSCHENBERGER FINANCIAL ADVISORS

RIA

CRD#: 160230

Elgin, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(3/6/2024)

IAR

Illinois
(6/26/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/1/2012

Uniform Investment Adviser Law Examination

Current Firm

RAUSCHENBERGER FINANCIAL ADVISORS

RAUSCHENBERGER & ASSOCIATES, INC. | RAUSCHENBERGER FINANCIAL ADVISORS

CRD#: 160230 / SEC#:

Arizona

Registered Investment Advisory firm - (3/6/2024 Approved)

Illinois

Registered Investment Advisory firm - (6/26/2012 Approved)

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Contact information

Main Address

Elgin, IL

Mailing Address

Phone number

(847) 802-2500

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Keith W. Rauschenberger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith William Rauschenberger's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAUSCHENBERGER FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 6/1/2012

Current Firm

RAUSCHENBERGER FINANCIAL ADVISORS

Contact information

Documents

Red Flags

Company Information

RAUSCHENBERGER FINANCIAL ADVISORS

TRUST BUT VERIFY

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